Richard
Newland
Principal Securities, Inc
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About this Advisor
Richard Newland is a certified financial planner operating out of Houston, Texas with 18 years of industry experience. Newland is currently employed by Principal Securities, Inc. Over the course of their career, Newland has held roles at Principal Securities Inc, Princor Financial Services Corp and Principal Life Insurance. Newland holds a Series 63 license, qualifying them as a securities agent, and is able to serve investors in Texas. Principal Securities, Inc is a financial advisory business that has its headquarters in Des Moines, IA. It has offices in 350 locations and a total of 1,430 advisors. It has $9 billion in assets under management across its 46,075 accounts, placing it among the biggest financial advisory firms in the United States by assets under management. The firm advises 34 charities and foundations. Of its 46,075 accounts, just 3% belong to high-net-worth individuals who have greater than $1 million in assets. Principal Securities, Inc offers a broad range of services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. A financial advisor's fees usually vary depending on which services are provided. Fee types charged by Principal Securities, Inc likely are comprised of asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Principal Securities, Inc Brokerage Details
$9,416,854,861
1,430
46,075
$204,381
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Richard Newland Work History
Richard has been registered as a financial advisor for 18 years.*
Principal Securities Inc
Principal Life Insurance
Princor Financial Services Corp
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Richard Newland to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Principal Securities, Inc
Milwaukee, WI
Seattle, WA
Lansing, MI
Williamston, MI
Tampa, FL
Des Moines, IA
Puyallup, WA
Bethesda, MD
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
