Richard
Rivera

Dick Rivera & Associates

CRD#1397820
Investment Advisor
in Dallas, TX
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About this Advisor

Richard Rivera is a certified financial planner based out of Dallas, Texas, with 27 years of financial industry experience. Rivera is an employee of Dick Rivera & Associates. During their career, Rivera has held roles at Calton & Associates, Inc and Dick Rivera & Associates. Rivera maintains Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is able to work in Texas. Dick Rivera & Associates is a registered investment business headquartered in Dallas, Texas. It oversees $114 million in assets under management between its 69 customer accounts, making it one of the mid-sized financial advisory firms in the nation by assets under management. Of its 69 accounts, 80% belong to high-net-worth individuals who have more than $1 million in investable assets. Dick Rivera & Associates offers a set of services, such as financial planning services, portfolio management for individuals and small businesses and other services. Fees charged by financial advisors largely are based on which services the firm provides the client. Fees charged by Dick Rivera & Associates can include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

27 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

No

Office Location

17734 Preston Road Suite 204
Dallas, TX 75252

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Dick Rivera & Associates Brokerage Details

Total Assets Under Management

$114,109,139

TX Average: $3,042,739,679
Total Number of Employees

2

TX Average: 49
Total Number of Accounts

69

TX Average: 2,315
Average Account Size

$1,653,756

TX Average: $1,314,358

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Other

Richard Rivera Work History

Richard has 27 years of experience.

2008 - Present (11 years)

Calton & Associates, Inc

1991 - Present (28 years)

Dick Rivera & Associates

Disclosures

Richard Rivera has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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