Richard
Saxon

Saxon Financial Group

CRD#4066889
Investment Advisor
in Houston, TX

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About this Advisor

Richard Saxon is a financial advisor based in Houston, Texas, working with Saxon Financial Group. Richard has previously held positions at Raymond James Financial Services, Inc, Raymond James Financial Services Advisors, Inc, Saxon Interests S-Corp, Saxon Financial Group, Designer Hardscape, Saxon Financial Group, and Saxon Interests, Inc. Richard has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in Texas. Currently, Richard is part of Saxon Financial Group, which operates out of Houston, Texas. The firm has 16 employees and manages assets totaling $535.0 million. The firm serves a variety of clients, including high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, pension consulting services, and selection of other advisers. The fee structure at Saxon Financial Group includes asset-based, hourly, and fixed fees.

Certifications and Registrations

Series 63, Series 65

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

1177 West Loop S Suite 1825
Houston, TX 77027

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Saxon Financial Group Brokerage Details

Total Assets Under Management

$535,001,107

TX Average: $3,042,739,679
Total Number of Employees

16

TX Average: 49
Total Number of Accounts

2,208

TX Average: 2,315
Average Account Size

$242,301

TX Average: $1,314,358

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers

Richard Saxon Work History

2021 - Present (3 years)

Saxon Financail Group

2021 - Present (3 years)

Saxon Interests, Inc

2014 - Present (10 years)

N/A

2009 - Present (15 years)

Raymond James Financial Services Advisors, Inc

2005 - Present (19 years)

Raymond James Financial Services, Inc

2005 - Present (19 years)

Saxon Interests S-Corp

2005 - Present (19 years)

Saxon Financial Group

2015 - 2016 (1 year)

Designer Hardscape

Disclosures

Please visit the SEC profile of Richard Saxon to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Saxon Financial Group

Ashley Trlica
Houston, TX
Oscar Castro
Houston, TX
Jaclyn Gilbert
Houston, TX
Timothy Lucio
Houston, TX
Elizabeth Morrison
Houston, TX
Brandon Ivy
Houston, TX
Deane Hafling
Houston, TX
Darrell Brooks
Houston, TX

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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