Richard
Treta

Planmember Securities Corporation

CRD#1396132
Investment Advisor
in Horseshoe Bay, TX

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About this Advisor

Richard Treta is a financial advisor based in Horseshoe Bay, Texas, working with Planmember Securities Corporation. Richard has previously held positions at Treta Financial Group, Lincoln Financial Advisors, Richard Treta (Self Employed), Planmember Securities Corporation, and Penwell Treta Wealth Management. Richard has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in Texas. Currently, Richard is part of Planmember Securities Corporation, which operates out of Horseshoe Bay, Texas. The firm has 350 offices and 427 employees. The firm manages assets totaling $8.3 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars, and other services. The fee structure at Planmember Securities Corporation includes asset-based, hourly, fixed, and commission-based fees.

Certifications and Registrations

Series 63, Series 65, CERTIFIED FINANCIAL PLANNER™

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

100 Bunny Run, Suite 101
Horseshoe Bay, TX 78657

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Planmember Securities Corporation Brokerage Details

Total Assets Under Management

$8,275,617,707

TX Average: $7,578,581,321
Total Number of Employees

427

TX Average: 43
Total Number of Accounts

69,347

TX Average: 3,727
Average Account Size

$119,336

TX Average: $2,033,427

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Richard Treta Work History

2018 - Present (7 years)

Richard Treta (Self Employed)

2018 - Present (7 years)

Planmember Securities Corporation

2018 - Present (7 years)

Penwell Treta Wealth Management

2007 - 2018 (11 years)

Lincoln Financial Advisors

2006 - 2018 (12 years)

Treta Financial Group

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Disclosures

Please visit the SEC profile of Richard Treta to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Planmember Securities Corporation

Matthew Sinclair
Carpinteria, CA
Douglas Stevens
Grandville, MI
Jacob Baker
Carpinteria, CA
Timothy Howe
Oviedo, FL
Matthew Kimberly
Akron, OH
Darin Leong
Mililani, HI
James Hughes
Carpinteria, CA
Michael Britton
Carpinteria, CA

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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