Robert
Ferguson
W&S Brokerage Services, Inc
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About this Advisor
Robert Ferguson is a chartered financial consultant working out of Roanoke, Texas who has 4 years of industry experience. Ferguson is an advisor for W&S Brokerage Services, Inc. Over the course of their career, they have held roles at Pruco Securities LLC, Prudential Insurance Company Of America, Nationwide Financial, Nsllc, Bankers Life, W&S Brokerage Services and Western & Southern Life. Ferguson has Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is approved to serve investors in Texas. W&S Brokerage Services, Inc is a financial advisory firm that has its headquarters in Cincinnati, OH. The firm has offices in 50 locations and a total of 71 financial advisors. It controls $54 million in assets between its 233 customer accounts, making it one of the smaller financial advisory firms in the country by assets under management. The company has a few services, including portfolio management for individuals and small businesses and selection of other advisers. Financial advisory fees largely are based on the type of financial services offered. Fees billed by W&S Brokerage Services, Inc typically consist of asset-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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W&S Brokerage Services, Inc Brokerage Details
$53,837,000
71
233
$231,060
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
Robert Ferguson Work History
Robert has been registered as a financial advisor for 4 years.*
W&S Brokerage Services
Western & Southern Life
Nationwide Financial
Nsllc
Bankers Life
Pruco Securities LLC
Prudential Insurance Company Of America
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Robert Ferguson to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
