Rolfe
Young

Lpl Financial LLC

CRD#735110
Investment Advisor
in Houston, TX

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About this Advisor

Rolfe Young is a certified financial planner who works out of Houston, Texas, who has been in the financial industry for 10 years. Young is an employee of Lpl Financial LLC. During their career, the advisor has held roles at Southwest Securities Inc, Stifel Nicolaus & Co Inc and Lpl Financial. Young maintains Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is able to advise clients in Texas. Lpl Financial LLC is an advisory company that has its headquarters in Houston, Texas. The firm has offices in 9,898 locations and a total of 28,744 advisors. It oversees $404 billion in assets across its 1,517,995 customer accounts, placing it among the biggest financial advisory firms in the United States by assets under management. The firm serves 3,162 charities and foundations. Of its 1,517,995 customer accounts, 31% belong to high-net-worth clients who have more than $1 million in investable assets. The firm provides a wide set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Financial management fees typically depend on which services are provided. However, fee types billed by Lpl Financial LLC can be comprised of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65, CERTIFIED FINANCIAL PLANNER™

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

Yes

Office Location

Houston, TX

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Lpl Financial LLC Brokerage Details

Total Assets Under Management

$404,176,194,148

TX Average: $646,059,043
Total Number of Employees

28,744

TX Average: 13
Total Number of Accounts

1,517,995

TX Average: 661
Average Account Size

$266,257

TX Average: $977,396

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Rolfe Young Work History

Rolfe has 10 years of experience.

2020 - Present (2 years)

Lpl Financial

2015 - 2020 (5 years)

Stifel Nicolaus & Co Inc

2012 - 2015 (3 years)

Southwest Securities Inc

Disclosures

Rolfe Young has disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Lpl Financial LLC

Eric Matthews
Fort Mill, SC
Joshua Youngblood
Chicago, IL
Penny Seeley-Dean
Brookfield, WI
Matthew Weaver
Newark, CA
Barry Kramer
Rockford, IL
Jennifer Lorick
Fort Mill, SC
Monica Schmitt
Frederick, CO

The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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