Sean
Mccauley
Rfg Advisory, LLC
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About this Advisor
Sean Mccauley is a certified financial planner based in Southlake, Texas. Mccauley is an advisor for Rfg Advisory, LLC. Throughout their career, Mccauley has worked at Td Ameritrade, Usaa Financial Advisors, Inc, Usaa Financial Planning Services, Ameriprise Financial Services, Inc, Rfg Advisory, LLC and Private Client Services. Mccauley holds a Series 66 license, designating them as both a securities agent and an investment advisor representative, and can serve investors in Texas. Rfg Advisory, LLC is a registered investment firm that has its headquarters in Birmingham, AL. It has offices in 46 locations and a total of 195 employees. It oversees $3 billion in assets among its 16,034 customer accounts, placing it among the biggest investment advisory firms in the United States by assets under management. The firm advises eight charities and foundations. Of its 16,034 client accounts, just 10% are associated with high-net-worth clients who have at least $1 million in assets. The firm offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. Fees for financial advisory services usually depend on which service is offered. However, fee types billed by Rfg Advisory, LLC most likely include asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Rfg Advisory, LLC Brokerage Details
$2,996,872,822
195
16,034
$186,907
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Sean Mccauley Work History
Sean has been registered as a financial advisor for 0 years.*
Rfg Advisory, LLC
Private Client Services
Ameriprise Financial Services, Inc
Usaa Financial Advisors, Inc
Usaa Financial Planning Services
Td Ameritrade
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Sean Mccauley to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Rfg Advisory, LLC
Birmingham, AL
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Westlake, OH
Birmingham, AL
Birmingham, AL
Brentwood, TN
Pittsford, NY
Birmingham, AL
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
