Sean
Stubbs

Alliancebernstein L.P

CRD#6445381
Investment Advisor
in Houston, TX

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About this Advisor

Sean Stubbs is a financial advisor operating in Houston, Texas with 2 years of relevant experience. Stubbs is on the advisory team at Alliancebernstein L.P. During their career, the advisor has held roles at Charles Schwab & Co., Inc, Texas State University, Hank Haney Golf Academy, Schwab Private Investment Advisory, Inc and Sanford C. Bernstein & Co., LLC. Stubbs maintains Series 66 and Series 63 licenses, designating them as a securities broker, and is approved to serve investors in Texas. Alliancebernstein L.P is a financial advisory company operating out of Nashville, TN. It has offices in 50 locations and a total of 4,134 advisors. It administers $582 billion in assets under management between its 58,634 customer accounts, making it one of the biggest financial advisory firms in the United States by assets under management. The firm advises 1,441 charitable organizations. Of its 58,634 accounts, 84% are associated with high-net-worth individuals who have more than $1 million in assets. The business provides a wide set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers, publication of newsletters and other services. Fees for financial management vary depending on which services are provided. However, fee types charged by Alliancebernstein L.P likely include asset-based, fixed, commission-based and performance-based fees.

Certifications and Registrations

Series 66, Series 63

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers, Publication of periodicals or newsletters, Other

Fee Structure

Percentage of Assets, Subscription Fees, Fixed Fees, Commissions, Performance-based Fees

Office Location

800 Capitol Street Suite 3550
Houston, TX 77002

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Alliancebernstein L.P Brokerage Details

Total Assets Under Management

$582,388,000,000

TX Average: $730,596,643
Total Number of Employees

4,134

TX Average: 15
Total Number of Accounts

58,634

TX Average: 968
Average Account Size

$9,932,599

TX Average: $754,749

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Other

Sean Stubbs Work History

Sean has been registered as a financial advisor for 2 years.*

2021 - Present (3 years)

Sanford C. Bernstein & Co., LLC

2018 - 2021 (3 years)

Schwab Private Investment Advisory, Inc

2015 - 2021 (6 years)

Charles Schwab & Co., Inc

2013 - 2013 (< 1 year)

Hank Haney Golf Academy

2010 - 2014 (4 years)

Texas State University

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Sean Stubbs to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Alliancebernstein L.P

Winston Justice
Nashville, TN
Juyoung Oh
Dallas, TX
Ashley Jones
San Antonio, TX
Christina Rincon
Chicago, IL
Logan Marshall
Nashville, TN
Ryan Smith
New York, NY
David Oxley
Philadelphia, PA
Joseph Krofcheck
New York, NY

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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