Spencer
Williams

Commonwealth Financial Network

CRD#5122376
Investment Advisor
in Dallas, TX
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About this Advisor

Spencer Williams is a certified financial planner working out of Dallas, Texas, who has been in the industry for 11 years. Williams is an advisor for Commonwealth Financial Network. The advisor has gained experience at Lpl Financial, First Allied Securities, Inc, First Allied Advisory Services, Inc and Commonwealth Financial Network. Williams maintains a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is approved to operate in Texas. Commonwealth Financial Network is a financial advisory business operating out of Dallas, Texas. The company has offices in 1,090 locations and a total of 3,200 employees. It has $81 billion in assets under management among its 335,560 client accounts, making it one of the biggest firms in the country by assets under management. The firm serves 223 charitable organizations. Of its 335,560 client accounts, just 3% are associated with high-net-worth clients who have at least $1 million in assets available to invest. The company offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. Financial advisory fee schedules largely depend on the services offered. Fees charged by Commonwealth Financial Network likely are comprised of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 66, Certified Financial Planner

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

12700 Park Central Dr. Suite 420
Dallas, TX 75251

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Commonwealth Financial Network Brokerage Details

Total Assets Under Management

$85,214,650,650

TX Average: $16,012,751,954
Total Number of Employees

3,350

TX Average: 118
Total Number of Accounts

388,288

TX Average: 4,567
Average Account Size

$219,462

TX Average: $3,506,186

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Spencer Williams Work History

Spencer has 11 years of experience.

2014 - Present (5 years)

Commonwealth Financial Network

2012 - 2014 (2 years)

First Allied Advisory Services, Inc

2009 - 2014 (5 years)

First Allied Securities, Inc

2007 - 2010 (3 years)

Lpl Financial

Disclosures

Spencer Williams has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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