Stephen
Carter
Sowell Management
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About this Advisor
Stephen Carter is a financial advisor operating out of Houston, Texas with 1 year of relevant experience. Carter currently works for Sowell Management. Carter has gained experience at Amegy Bank National Association, Amegy Investments, Inc, Lpl Financial, LLC, Weaver & Tidwell, L.L.P, Sowell Management, Weaver Family Office Services, L.L.C and Weaver Capital Advisors, L.L.C. Carter has Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and can advise clients in Texas. Sowell Management is a registered investment business headquartered in North Little Rock, AR. It has offices in 55 locations and a total of 122 financial advisors. It administers $3 billion in total assets among its 12,450 client accounts, placing it among the largest financial advisory firms in the nation by assets under management. The firm serves 18 charitable organizations. Of its 12,450 client accounts, just 4% are associated with high-net-worth investors who have greater than $1 million in investable assets. Sowell Management performs a set of services, including financial planning services, portfolio management for individuals and small businesses and selection of other advisers. Financial management fees largely vary depending on which services the firm provides the client. However, fee types charged by Sowell Management may include any combination of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Sowell Management Brokerage Details
$2,809,119,381
122
12,450
$225,632
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
Stephen Carter Work History
Stephen has been registered as a financial advisor for 1 years.*
Weaver & Tidwell, L.L.P
Sowell Management
Weaver Family Office Services, L.L.C
Weaver Capital Advisors, L.L.C
Lpl Financial, LLC
Amegy Investments, Inc
Amegy Bank National Association
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Stephen Carter to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Sowell Management
North Little Rock, AR
Little Rock, AR
Houston, TX
North Little Rock, AR
Minneapolis, MN
Chattanooga, TN
Salt Lake City, UT
Walnut Creek, CA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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