Stephen
Rao
49 Financial
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About this Advisor
Stephen Rao is a financial advisor who works out of Houston, Texas. Rao works at 49 Financial. Over the course of their career, they have held roles at University Of Mississippi, The Governale Group, Leftyco Baseball, LLC, St. Thomas High School, Fleming'S Prime Steakhouse, Axa Advisors, LLC, Purshe Kaplan Sterling Investments, Inc, Thrivent Advisor Network, LLC and 49 Wealth Management LLC. Rao maintains Series 63 and Series 66 licenses, qualifying them as a securities representative, and can serve investors in Texas. 49 Financial is a registered investment business operating out of Austin, TX. It administers $231 million in assets under management among its 2,262 client accounts, making it one of the mid-sized firms in the country by assets under management. Of its 2,262 accounts, just 4% are associated with high-net-worth clients who have greater than $1 million in investable assets. The business performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. Fees charged by financial advisors largely depend on the type of services provided. Fee types billed by 49 Financial likely consist of asset-based and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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49 Financial Brokerage Details
$230,561,939
55
2,262
$101,928
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
Stephen Rao Work History
Stephen has been registered as a financial advisor for 0 years.*
49 Wealth Management LLC
Purshe Kaplan Sterling Investments, Inc
Thrivent Advisor Network, LLC
Axa Advisors, LLC
The Governale Group
Leftyco Baseball, LLC
University Of Mississippi
Fleming'S Prime Steakhouse
St. Thomas High School
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Stephen Rao to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at 49 Financial
Austin, TX
Jacksonville, FL
Austin, TX
Austin, TX
Dallas, TX
Austin, TX
Austin, TX
Austin, TX
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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