Stephen
Simpkin

Victory Capital Management Inc

CRD#3136319
Investment Advisor
in Austin, TX

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About this Advisor

Stephen Simpkin is a financial advisor operating out of Austin, Texas with 7 years of relevant experience. Simpkin is an employee of Victory Capital Management Inc. Over the course of their career, Simpkin has held roles at Private Advisors LLC, Victory Capital Advisers, Btig LLC, Ny Life Distributors and Headlands Capital Partners. Simpkin has Series 65 and Series 63 licenses, certifying them as both a securities agent and an investment advisor representative, and can serve investors in Ohio. Victory Capital Management Inc is a financial advisory firm that has its headquarters in San Antonio, TX. It has offices in 10 locations and a total of 510 employees. It controls $141 billion in assets under management across its 3,419 accounts, making it one of the largest financial advisory firms in the nation by assets under management. The firm advises 54 charities and foundations. Of its 3,419 customer accounts, just 3% are associated with high-net-worth clients who have more than $1 million in assets available to invest. The company performs a wide range of services, such as portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers and other services. Financial advisory fees typically depend on which services are provided. However, fees billed by Victory Capital Management Inc most likely are comprised of asset-based, fixed and performance-based fees.

Certifications and Registrations

Series 65, Series 63

Years Registered*

7 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Performance-based Fees

Office Location

Austin, TX

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Victory Capital Management Inc Brokerage Details

Total Assets Under Management

$140,836,403,633

TX Average: $3,042,739,679
Total Number of Employees

510

TX Average: 49
Total Number of Accounts

3,419

TX Average: 2,315
Average Account Size

$41,192,280

TX Average: $1,314,358

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Other

Stephen Simpkin Work History

Stephen has been registered as a financial advisor for 7 years.*

2015 - Present (9 years)

Victory Capital Advisers

2016 - 2016 (< 1 year)

Btig LLC

2014 - 2016 (2 years)

Headlands Capital Partners

2012 - 2014 (2 years)

Private Advisors LLC

2012 - 2014 (2 years)

Ny Life Distributors

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Stephen Simpkin to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Victory Capital Management Inc

Jonathan Goss
San Antonio, TX
Dale Rowse
San Antonio, TX
Curtis Tobler
San Antonio, TX
Shana Cantu
San Antonio, TX
Stephanie Torres
San Antonio, TX
Breton Freebing
San Antonio, TX
Ada Brewster
San Antonio, TX
Trent Marshall
Englewood, CO

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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