Steven
Broughton

Kestra Advisory Services, LLC

CRD#2124713
Investment Advisor
in Austin, TX
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About this Advisor

Steven Broughton is a certified financial planner working out of Austin, Texas, with 11 years of experience as a financial advisor. Broughton is an employee of Kestra Advisory Services, LLC. Their career trajectory has included roles at Kestra Financial, Inc and Sii Investment Inc. Broughton maintains Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and can work in South Carolina. Kestra Advisory Services, LLC is an advisory company operating out of Austin, Texas. The investment advisory business has offices in 513 locations and a total of 1,231 financial advisors. It handles $20 billion in assets across its 75,277 accounts, placing it among the largest investment advisory firms in the United States by assets under management. The firm provides financial advisory services to 84 charitable organizations. Of its 75,277 accounts, just 12% are held by high-net-worth investors who have at least $1 million in assets. The firm performs a number of services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services and selection of other advisers. Financial advisory fee schedules largely are based on which services are provided. Fees charged by Kestra Advisory Services, LLC likely consist of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

Yes

Office Location

5707 Southwest Parkway Building 2, Suite 400
Austin, TX 78735

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Kestra Advisory Services, LLC Brokerage Details

Total Assets Under Management

$21,745,932,849

TX Average: $3,042,739,679
Total Number of Employees

1,291

TX Average: 49
Total Number of Accounts

81,360

TX Average: 2,315
Average Account Size

$267,280

TX Average: $1,314,358

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Steven Broughton Work History

Steven has 11 years of experience.

2017 - Present (2 years)

Kestra Financial, Inc

2007 - 2017 (10 years)

Sii Investment Inc

Disclosures

Steven Broughton has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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