Thomas
Engelhard

Northwestern Mutual Investment Services, LLC

CRD#1025761
Investment Advisor
in Dallas, TX

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Thomas Engelhard is a financial advisor working out of Dallas, Texas with 2 years of industry experience. Engelhard is an employee of Northwestern Mutual Investment Services, LLC. Throughout their career, they have worked at Retirement Plan Architects, Mutual Of Omaha, Paychex Securities Corporation, Paychex, Inc, Transamerica Investors Securities Corporation, Transamerica Life Insurance Company, Mutual Of Omaha Investor Services, David Test, Northwestern Mutual Investment Services LLC and Loren Hsiao. Engelhard holds Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and can serve investors in Texas. Northwestern Mutual Investment Services, LLC is an advisory business that has its headquarters in Milwaukee, WI. Northwestern Mutual Investment Services, Llc offers other services. Financial management fees typically depend on which service is offered. However, fee types charged by Northwestern Mutual Investment Services, LLC can consist of fixed and other fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

2 years

Services Offered

Other

Fee Structure

Fixed Fees, Others

Office Location

5420 Lyndon B Johnson 2 Lincoln Centre # 1300
Dallas, TX 75240

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Northwestern Mutual Investment Services, LLC Brokerage Details

Total Number of Employees

2,125

TX Average: 43

Investment Advisory Services

  • Other

Thomas Engelhard Work History

Thomas has been registered as a financial advisor for 2 years.*

2021 - Present (3 years)

Northwestern Mutual Investment Services LLC

2021 - Present (3 years)

Loren Hsiao

2021 - 2021 (< 1 year)

David Test

2019 - 2021 (2 years)

Transamerica Investors Securities Corporation

2019 - 2021 (2 years)

Transamerica Life Insurance Company

2015 - 2019 (4 years)

Paychex Securities Corporation

2015 - 2019 (4 years)

Paychex, Inc

2014 - 2015 (1 year)

Mutual Of Omaha

2014 - 2015 (1 year)

Mutual Of Omaha Investor Services

2012 - 2013 (1 year)

Retirement Plan Architects

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Thomas Engelhard to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Northwestern Mutual Investment Services,LLC

Garrick Legault
Wilbraham, MA
Petio Neykov
Chicago, IL
Christopher Preston
Vernon Hills, IL
Christopher Brennan
Boston, MA
Dawn Hansen
Chesterfield, MO
Thomas Powers
Vernon Hills, IL
Ryan Dix
Mishawaka, IN
Justin Mccall
Nashville, TN

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started