Thomas
Schalk

Spc

CRD#2827245
Investment Advisor
in Gainesville, TX

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About this Advisor

Thomas Schalk is a financial advisor operating out of Gainesville, Texas with a total of 8 years of relevant experience. Schalk is an advisor for Spc. The advisor has gained experience at Clientwise, Sigma Financial and Sigma Planning Corporation. Schalk maintains Series 63, Series 65 and Series 66 licenses, designating them as both a securities agent and an investment advisor representative, and is approved to advise clients in Alabama, Mississippi and Texas. Spc is a financial advisory business based out of Ann Arbor, MI. The investment advisory business has offices in 426 locations and a total of 610 advisors. It manages $6 billion in assets across its 34,594 accounts, making it one of the biggest investment advisory firms in the nation by assets under management. The firm serves 20 charitable organizations. Of its 34,594 accounts, just 8% are held by high-net-worth investors who have greater than $1 million in assets available to invest. The advisory firm offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees charged by financial advisors typically depend on which services are provided. Fee types charged by Spc most likely include some combination of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 65, Series 66

Years Registered*

8 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

115 N. Commerce St.
Gainesville, TX 76240

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Spc Brokerage Details

Total Assets Under Management

$5,964,256,852

TX Average: $943,424,332
Total Number of Employees

610

TX Average: 21
Total Number of Accounts

34,594

TX Average: 1,586
Average Account Size

$172,407

TX Average: $594,845

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Thomas Schalk Work History

Thomas has been registered as a financial advisor for 8 years.*

2015 - Present (9 years)

Sigma Planning Corporation

2014 - Present (10 years)

Sigma Financial

2011 - 2014 (3 years)

Clientwise

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Thomas Schalk to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Spc

Steven Abbey
Dallas, TX
Craig Johnson
Ann Arbor, MI
Kimberly Jones
Ann Arbor, MI
Justin Mccolaugh
Cincinnati, OH
Edward Murray
Ann Arbor, MI
Jeremy Fortin
Englewood, CO
Robert Wojcik
Madison, MS
Kirk Sempsrott
East Lansing, MI

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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