Tia
Tomlin

Hilltop Securities Independent Network Inc

CRD#1528171
Investment Advisor
in Dallas, TX
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About this Advisor

Tia Tomlin is a certified financial planner operating in Dallas, Texas, who has 21 years of financial industry experience. Tomlin works at Hilltop Securities Independent Network Inc. During their career, Tomlin has held roles at Southwest Securities, Inc, Citigroup Global Markets Inc and Sws Financial Services. Tomlin holds Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is approved to work in California, Texas and Maryland. Hilltop Securities Independent Network Inc is a financial advisory firm that has its headquarters in Dallas, Texas. It has offices in 93 locations and a total of 127 people on staff. It administers $402 million in total assets across its 1,747 accounts, placing it among the bigger financial advisory firms in the United States by assets under management. The firm advises five charitable organizations. Hilltop Securities Independent Network Inc performs a number of services, such as portfolio management for individuals and small businesses, selection of other advisers, publication of newsletters and educational seminars. A financial advisor's fees typically depend on the services provided. Fees charged by Hilltop Securities Independent Network Inc most likely include asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

21 years

Services Offered

Portfolio management for individuals and/or small businesses, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Disclosures

Yes

Office Location

1201 Elm Street Suite 3500
Dallas, TX 75270

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Hilltop Securities Independent Network Inc Brokerage Details

Total Assets Under Management

$402,282,494

TX Average: $3,042,739,679
Total Number of Employees

127

TX Average: 49
Total Number of Accounts

1,747

TX Average: 2,315
Average Account Size

$230,270

TX Average: $1,314,358

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Tia Tomlin Work History

Tia has 21 years of experience.

2011 - Present (8 years)

Sws Financial Services

2009 - 2011 (2 years)

Southwest Securities, Inc

1997 - 2009 (12 years)

Citigroup Global Markets Inc

Disclosures

Tia Tomlin has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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