Umberto
Perez
Castleview Partners, LLC
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About this Advisor
Umberto Perez is a financial advisor operating in Dallas, Texas who has 8 years of industry experience. Perez is on the advisory team at Castleview Partners, LLC. Their career trajectory has included roles at Argentus Securities, LLC, Argentus Advisors, LLC, Purshe Kaplan Sterling Investments, Castleview Partners, LLC and Kovack Securities, Inc. Perez holds a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is registered to serve investors in Florida. Castleview Partners, LLC is a registered investment company based in Dallas, TX. It has offices in five locations and a total of 17 financial advisors. It oversees $224 million in assets under management among its 1,114 customer accounts, making it one of the mid-sized firms in the United States by assets under management. Of its 1,114 customer accounts, just 12% are held by high-net-worth individuals who have more than $1 million in assets. Castleview Partners, LLC provides a wide set of services, such as financial planning services, portfolio management for individuals and small businesses, selection of other advisers, publication of newsletters and educational seminars. Fees charged by financial advisors vary depending on the services offered. Fees billed by Castleview Partners, LLC can be comprised of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Castleview Partners, LLC Brokerage Details
$224,154,054
17
1,114
$201,215
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops
Umberto Perez Work History
Umberto has been registered as a financial advisor for 8 years.*
Kovack Securities, Inc
Castleview Partners, LLC
Purshe Kaplan Sterling Investments
Argentus Securities, LLC
Argentus Advisors, LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Umberto Perez to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Castleview Partners, LLC
Miami, FL
Miami, FL
Austin, TX
Des Plaines, IL
Miami, FL
Dallas, TX
Dallas, TX
Little Rock, AR
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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