Warren
Waters
Lpl Financial LLC
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About this Advisor
Warren Waters is a financial advisor based in Fort Worth, Texas, working with Lpl Financial LLC. Warren has previously held positions at Innovex, Wells Fargo Advisors, Garrett Investment Advisors, LLC, Waddell & Reed Inc, Various Insurance Carriers For W & R Insurance Agencies, Jimmy Lee, Garrett Investment Advisors LLC, First Allied Securities, Inc, First Allied Advisory Services, Inc, First Allied Advisory Services, Sageview Advisory Group, LLC, Cetera Advisors LLC, and Lpl Financial LLC. Warren has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in Texas. Currently, Warren is part of Lpl Financial LLC, which operates out of Fort Worth, Texas. The firm has 17,453 offices and 35,841 employees. The firm manages assets totaling $463.5 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars, and other services. The fee structure at Lpl Financial LLC includes asset-based, hourly, fixed, and commission-based fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
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Lpl Financial LLC Brokerage Details
$463,475,486,343
35,841
1,910,545
$242,588
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
- Other
Warren Waters Work History
Lpl Financial LLC
Cetera Advisors LLC
Sageview Advisory Group, LLC
First Allied Advisory Services
First Allied Securities, Inc
First Allied Advisory Services, Inc
Waddell & Reed Inc
Various Insurance Carriers For W & R Insurance Agencies
Jimmy Lee
Garrett Investment Advisors, LLC
Garrett Investment Advisors LLC
Wells Fargo Advisors
Innovex
Disclosures
Please visit the SEC profile of Warren Waters to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Lpl Financial LLC
Fort Mill, SC
Eugene, OR
La Jolla, CA
Fort Mill, SC
San Diego, CA
Baton Rouge, LA
Abingdon, VA
Hyde Park, NY
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