William
Peng
Capital Markets Iq, LLC
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About this Advisor
William Peng is a financial advisor working out of Arlington, Texas with 3 years of industry experience. Peng is currently employed by Capital Markets Iq, LLC. During their career, Peng has held roles at Avivant, LLC, Quest Capital Strategies, Inc, Y & Z Fidelity Realty, Avivant (Nanjing) Information Technologies Co LTD China, Suffolk University Sawyer Business School, Capital Markets Iq, Sapient Corp, Apps Associates, Independent Insurance Agent - Massachusetts Life, Sa Stone Wealth Management Inc, Sa Stone Investment Advisors Inc and Millennial Pharmaceutical. Peng has a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is approved to advise clients in Massachusetts. Capital Markets Iq, LLC is an advisory firm operating in Arlington, Texas. The firm has offices in 20 locations and a total of 25 financial advisors. It has $322 million in assets across its 689 customer accounts, placing it among the mid-sized firms in the country by assets under management. The firm serves seven charitable organizations. Of its 689 customer accounts, just 14% are held by high-net-worth individuals who have more than $1 million in investable assets. Capital Markets Iq, LLC performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers, educational seminars and other services. Fees for financial management vary depending on the services offered. However, fees billed by Capital Markets Iq, LLC most likely consist of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Capital Markets Iq, LLC Brokerage Details
$322,400,000
25
689
$467,925
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Educational seminars/workshops
- Other
William Peng Work History
William has been registered as a financial advisor for 3 years.*
Capital Markets Iq
Millennial Pharmaceutical
Independent Insurance Agent - Massachusetts Life
Suffolk University Sawyer Business School
Avivant (Nanjing) Information Technologies Co LTD China
Y & Z Fidelity Realty
Avivant, LLC
Sa Stone Wealth Management Inc
Sa Stone Investment Advisors Inc
Capital Markets Iq
Apps Associates
Sapient Corp
Quest Capital Strategies, Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of William Peng to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Capital Markets Iq, LLC
Melville, NY
Palm Beach Gardens, FL
Palm Beach Gardens, FL
Arlington, TX
Arlington, TX
Arlington, TX
Arlington, TX
Miami, FL
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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