William
Roberts

Morgan Stanley

CRD#4938032
Investment Advisor
in Rockport, TX

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About this Advisor

William Roberts is a financial advisor working in Rockport, Texas with a total of 3 years of industry experience. Roberts works at Morgan Stanley. Throughout their career, they have worked at Morgan Stanley Private Bank, N.A, Morgan Stanley, Charles Schwab Bank and Charles Schwab & Co., Inc. Roberts holds a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is registered to work in Texas. Morgan Stanley is a registered investment company operating out of Purchase, NY. The firm has offices in 930 locations and a total of 28,000 employees. It manages $1 trillion in assets among its 2,233,188 client accounts, making it one of the largest financial advisory firms in the nation by assets under management. The firm provides services to 30,383 charitable organizations. Of its 2,233,188 accounts, just 1% are associated with high-net-worth individuals who have more than $1 million in assets available to invest. Morgan Stanley performs a diverse set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees for financial advice vary depending on which service is provided. However, fees billed by Morgan Stanley most likely include asset-based, fixed, commission-based and other fees.

Certifications and Registrations

Series 66

Years Registered*

3 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions, Others

Office Location

2902 Traylor Boulevard Suite 100
Rockport, TX 78382

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Morgan Stanley Brokerage Details

Total Assets Under Management

$1,185,061,196,999

TX Average: $7,464,549,021
Total Number of Employees

28,000

TX Average: 88
Total Number of Accounts

2,233,188

TX Average: 3,892
Average Account Size

$530,659

TX Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

William Roberts Work History

William has been registered as a financial advisor for 3 years.*

2020 - Present (4 years)

Morgan Stanley

2020 - Present (4 years)

Morgan Stanley Private Bank, N.A

2018 - 2020 (2 years)

Charles Schwab Bank

2018 - 2020 (2 years)

Charles Schwab & Co., Inc

2013 - 2018 (5 years)

Morgan Stanley Private Bank, N.A

2013 - 2018 (5 years)

Morgan Stanley

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of William Roberts to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

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Billings, MT
Justin Yip
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Ellen Spitz
Garden City, NY
Allan House
Baltimore, MD
Charles Doering
Walnut Creek, CA
Matthew Cooper
New Haven, CT
Calvin Mason
Pueblo, CO
William Dilodovico
Fort Lauderdale, FL

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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