Zachary
Mattos

Mariner Independent Advisor Network, LLC

CRD#5067251
Investment Advisor
in Austin, TX

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About this Advisor

Zachary Mattos is a financial advisor based in Austin, Texas with 6 years of relevant experience. Mattos works at Mariner Independent Advisor Network, LLC. Their career trajectory has included roles at Northwestern Mutual Life Insurance Company, Northwestern Mutual Investment Services, LLC, Northwestern Mutual Wealth Management Company, Lpl Financial, LLC and Strategic Wealth Advisors Group. Mattos maintains Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is registered to work in California and Texas. Mariner Independent Advisor Network, LLC is a financial advisory company that has its headquarters in Leawood, KS. It has offices in 94 locations and a total of 237 people on staff. It handles $6 billion in assets between its 24,608 accounts, placing it among the biggest financial advisory firms in the nation by assets under management. The firm provides financial advice to 73 charitable organizations. Of its 24,608 accounts, just 5% are held by high-net-worth clients who have more than $1 million in investable assets. The firm performs a broad set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. A financial advisor's fees are based on the services offered. However, fee types billed by Mariner Independent Advisor Network, LLC likely are comprised of any blend of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

6 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

Austin, TX

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Mariner Independent Advisor Network, LLC Brokerage Details

Total Assets Under Management

$6,257,201,836

TX Average: $2,243,162,756
Total Number of Employees

237

TX Average: 44
Total Number of Accounts

24,608

TX Average: 4,091
Average Account Size

$254,275

TX Average: $548,316

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Zachary Mattos Work History

Zachary has been registered as a financial advisor for 6 years.*

2017 - Present (7 years)

Lpl Financial, LLC

2017 - Present (7 years)

Strategic Wealth Advisors Group

2016 - 2017 (1 year)

Northwestern Mutual Wealth Management Company

2013 - 2016 (3 years)

Northwestern Mutual Investment Services, LLC

2010 - 2017 (7 years)

Northwestern Mutual Investment Services, LLC

2005 - 2017 (12 years)

Northwestern Mutual Life Insurance Company

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Zachary Mattos to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Mariner Independent Advisor Network, LLC

Stuart Arakelian
San Ramon, CA
Sandra Swanson
San Jose, CA
Joseph Gass
Windsor, CA
Alexander Izmailov
Danville, CA
Jesse Ettlin
Grass Valley, CA
Miranda Gerda
Camarillo, CA
Victoria Wang
Seal Beach, CA
Jordan Green
Austin, TX

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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