Carrie
Hughes

Transamerica Financial Advisors, Inc

CRD#6171315
Investment Advisor
in Orem, UT

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About this Advisor

Carrie Hughes is a financial advisor who works in Orem, Utah, with a total of 10 years of relevant experience. Hughes is on the advisory team at Transamerica Financial Advisors, Inc. Throughout their career, Hughes has worked at Transamerica Financial Advisors, Inc, World Financial Group, Hughes Law, Edens Vine, LLC, Apeus Financial Group, Intervivios, Pllc, Wealthwave, Managed Wealth Financial and Libertas Leadership. Hughes maintains Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is approved to work in Utah. Transamerica Financial Advisors, Inc is a registered investment company based in Saint Petersburg, FL. The firm has offices in 286 locations and a total of 1,235 employees. It oversees $2 billion in assets among its 59,659 accounts, placing it among the biggest financial advisory firms in the country by assets under management. The firm provides financial advisory services to 18 charitable organizations. Of its 59,659 accounts, just 2% belong to high-net-worth individuals who have more than $1 million in assets available to invest. The company performs a number of services, including portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. Fees for financial management usually depend on which services the firm provides the client. However, fees charged by Transamerica Financial Advisors, Inc typically consist of asset-based fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

10 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets

Office Location

1177 S 800 E Suite 145
Orem, UT 84097

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Transamerica Financial Advisors, Inc Brokerage Details

Total Assets Under Management

$1,815,425,709

UT Average: $1,855,561,029
Total Number of Employees

1,235

UT Average: 62
Total Number of Accounts

59,659

UT Average: 2,474
Average Account Size

$30,430

UT Average: $750,025

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops

Carrie Hughes Work History

Carrie has been registered as a financial advisor for 10 years.*

2020 - Present (4 years)

Libertas Leadership

2019 - Present (5 years)

Wealthwave

2015 - Present (9 years)

Intervivios, Pllc

2013 - Present (11 years)

Transamerica Financial Advisors, Inc

2012 - Present (12 years)

Apeus Financial Group

2011 - Present (13 years)

World Financial Group

2011 - Present (13 years)

Managed Wealth Financial

2010 - Present (14 years)

Edens Vine, LLC

2000 - Present (24 years)

Hughes Law

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Carrie Hughes to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Transamerica Financial Advisors, Inc

Pamela Rodriguez
San Antonio, TX
Brian Schiavo
Allentown, PA
Shih-Sheng Li
Milpitas, CA
Julie Sun
Bellevue, WA
Austin Hogan
Cincinnati, OH
Cyler Sanderson
Draper, UT
James Shoblo
Colorado Springs, CO
Tarl Reynoso
Orem, UT

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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