Royal Alliance Associates, Inc

Investment Advisor
in Draper, UT
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About this Advisor

Cody Rasmussen is a financial advisor operating out of Draper, Utah, who has been in the advisory business for 16 years. Rasmussen is currently employed by Royal Alliance Associates, Inc. Their career trajectory has included roles at Us Army, Utah Army National Guard, C.R. England, Pruco Securities, LLC, The Prudential Insurance Company Of America, Jhfn Sii and Royal Alliance Associates, Inc. Rasmussen holds Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is approved to advise clients in Utah. Royal Alliance Associates, Inc is an advisory company based out of Draper, Utah. The investment advisory business has offices in 459 locations and a total of 1,933 people on staff. It handles $8 billion in assets among its 30,657 client accounts, making it one of the largest firms in the country by assets under management. The firm advises 40 charitable organizations. Of its 30,657 accounts, just 13% belong to high-net-worth individuals who have greater than $1 million in investable assets. The advisory firm has a broad range of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors are based on the type of services offered. However, fees charged by Royal Alliance Associates, Inc most likely consist of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

16 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions



Office Location

12441 S 900 E Suite 200
Draper, UT 84020

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Royal Alliance Associates, Inc Brokerage Details

Total Assets Under Management


UT Average: $10,121,009,343
Total Number of Employees


UT Average: 92
Total Number of Accounts


UT Average: 6,978
Average Account Size


UT Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Cody Rasmussen Work History

Cody has 16 years of experience.

2018 - Present (1 year)

Royal Alliance Associates, Inc

2013 - Present (6 years)

Jhfn Sii

2011 - 2011 (< 1 year)

C.R. England

2011 - 2013 (2 years)

Pruco Securities, LLC

2011 - 2013 (2 years)

The Prudential Insurance Company Of America

2010 - 2013 (3 years)

Utah Army National Guard

2009 - 2010 (1 year)

Us Army

2002 - 2009 (7 years)

Utah Army National Guard


Cody Rasmussen has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Royal Alliance Associates, Inc

Dana Natale
Livingston, NJ
Clayton Cheney
Johnston, IA
Cory Adrian
Leawood, KS
Gavin Keeler
Anaheim, CA
Alfonso Cumplido
Warwick, RI
Evan Timmons
Henrico, VA
Andrew Schwartz
West Harrison, NY
Noah Behrend
Barrington, NH

This content was compiled from the SEC and FINRA.

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