Diki
Sherpa

Morgan Stanley

CRD#5871554
Investment Advisor
in South Jordan, UT

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About this Advisor

Diki Sherpa is an investment advisor in South Jordan, Utah. Currently an advisor with Morgan Stanley, they have gathered nine years of professional experience as a financial advisor. Sherpa maintains a Series 66 license, designating the advisor as both a securities agent and an investment advisor representative. Sherpa is registered to serve clients based out of Utah. Their career trajectory has included roles at Morgan Stanley, Red Maple Chinese Restuarant, U.S. Census Bureau, Vangent Inc, Verizon Wireless and Morgan Stanley Via Pride Technology. Morgan Stanley is headquartered in South Jordan, Utah, and has 702 additional brick-and-mortar locations across the country. As a registered advisory firm, Morgan Stanley oversees $729 billion in assets throughout 1,815,592 client accounts and employs more than 26,000 people. The amount of assets the firm manages makes it one of the largest investment advisory firms in the nation. The firm manages 1,188,715 accounts on a discretionary basis, in which the advisor has the authority to make all investment decisions. None of the firm's 1,815,592 clients are considered high-net-worth individuals, who are defined as investors who have more than $1 million in capital. Morgan Stanley can provide financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. The firm's fees may include asset-based, fixed, commission-based and other fees.

Certifications and Registrations

Series 66

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions, Others

Disclosures

No

Office Location

680 West 10000 South
South Jordan, UT 84095

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Morgan Stanley Brokerage Details

Total Assets Under Management

$729,249,310,930

UT Average: $7,464,549,021
Total Number of Employees

26,000

UT Average: 88
Total Number of Accounts

1,815,592

UT Average: 3,892
Average Account Size

$401,659

UT Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Diki Sherpa Work History

Diki has 10 years of experience.

2011 - Present (9 years)

Morgan Stanley

2010 - 2010 (< 1 year)

Red Maple Chinese Restuarant

2010 - 2010 (< 1 year)

U.S. Census Bureau, Vangent Inc

2010 - 2010 (< 1 year)

Verizon Wireless

2010 - 2011 (1 year)

Morgan Stanley Via Pride Technology

Disclosures

Diki Sherpa has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Morgan Stanley

Christopher Felton
Pasadena, CA
Evan Silverman
Mount Laurel, NJ
Anna Thackston
Mc Lean, VA
Astrid Nino
Miami, FL
Macy Bowen
Atlanta, GA
Tiany Eversley
Miami, FL
Diki Sherpa
South Jordan, UT

This content was compiled from the SEC and FINRA.

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