James
Dowd
North Capital
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About this Advisor
James Dowd is a chartered financial analyst who works in Midvale, Utah who has 2 years of relevant experience. Dowd is currently employed by North Capital. During their career, the advisor has held roles at Mobility Securities LLC, North Capital, Inc, North Capital Private Securities Corp and Public Brokers, LLC. Dowd holds Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and can advise clients in California, New York, Texas and Utah. North Capital is a company operating out of Midvale, UT. The investment advisory business has offices in two locations and a total of nine advisors. It has $268 million in assets under management among its 638 client accounts, making it one of the mid-sized financial advisory firms in the United States by assets under management. Of its 638 accounts, 25% are held by high-net-worth investors who have at least $1 million in assets. The company offers a broad set of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutional clients and other services. A financial advisor's fee schedules typically are based on which services are offered. Fee types billed by North Capital likely consist of some blend of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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North Capital Brokerage Details
$267,845,854
9
638
$419,821
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses or institutional clients
- Other
James Dowd Work History
James has been registered as a financial advisor for 2 years.*
Mobility Securities LLC
Public Brokers, LLC
North Capital Private Securities Corp
North Capital, Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of James Dowd to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at North Capital
Midvale, UT
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Midvale, UT
Midvale, UT
Midvale, UT
Midvale, UT
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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