Lpl Financial LLC
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About this Advisor
James Ferrin is a certified financial planner who works out of Pleasant Grove, Utah. Currently an advisor with Lpl Financial LLC, Ferrin has an impressive 27 years of professional experience in the financial advisory industry. Ferrin holds Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative. Ferrin is able to operate based out of Texas and Utah. Throughout their career, they have worked at Fsc Securities Corporation, Triad Advisors, Inc and Lpl Financial, LLC. Lpl Financial LLC is headquartered in Pleasant Grove, Utah, and has 9,519 offices across the United States. In aggregate, Lpl Financial LLC oversees $208 billion in assets dispersed across 892,326 client accounts and employs more than 23,035 people. The amount of assets the firm manages makes it one of the biggest investment advisory firms in the nation. The firm manages 890,301 accounts on a discretionary basis, meaning the advisor has the authority to make all investment decisions. Currently 28% of the firm's customers are high-net-worth individuals, meaning they have more than $1 million in capital. Lpl Financial LLC offers financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. The firm may charge clients asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years of Experience
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Lpl Financial LLC Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
James Ferrin Work History
James has 27 years of experience.
Lpl Financial, LLC
Triad Advisors, Inc
Fsc Securities Corporation
James Ferrin has no disclosures.
Please visit their SEC profile for more details.
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