James
Ferrin

Lpl Financial LLC

CRD#1032934
Investment Advisor
in Pleasant Grove, UT

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About this Advisor

James Ferrin is a certified financial planner who works out of Pleasant Grove, Utah. Currently an advisor with Lpl Financial LLC, Ferrin has an impressive 27 years of professional experience in the financial advisory industry. Ferrin holds Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative. Ferrin is able to operate based out of Texas and Utah. Throughout their career, they have worked at Fsc Securities Corporation, Triad Advisors, Inc and Lpl Financial, LLC. Lpl Financial LLC is headquartered in Pleasant Grove, Utah, and has 9,519 offices across the United States. In aggregate, Lpl Financial LLC oversees $208 billion in assets dispersed across 892,326 client accounts and employs more than 23,035 people. The amount of assets the firm manages makes it one of the biggest investment advisory firms in the nation. The firm manages 890,301 accounts on a discretionary basis, meaning the advisor has the authority to make all investment decisions. Currently 28% of the firm's customers are high-net-worth individuals, meaning they have more than $1 million in capital. Lpl Financial LLC offers financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. The firm may charge clients asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

27 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

1955 W Grove Pkwy Ste 200
Pleasant Grove, UT 84062

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Lpl Financial LLC Brokerage Details

Total Assets Under Management

$207,793,164,246

UT Average: $646,059,043
Total Number of Employees

23,035

UT Average: 13
Total Number of Accounts

892,326

UT Average: 661
Average Account Size

$232,867

UT Average: $977,396

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

James Ferrin Work History

James has 27 years of experience.

2019 - Present (1 year)

Lpl Financial, LLC

2012 - 2019 (7 years)

Triad Advisors, Inc

1993 - 2012 (19 years)

Fsc Securities Corporation

Disclosures

James Ferrin has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Lpl Financial LLC

Eric Matthews
Fort Mill, SC
James Dannel
Knoxville, TN
John Fitch
Charlotte, NC
Robert Wilson
Providence Forge, VA
Matthew Schultz
Fargo, ND
Brett Hudson
Sedalia, MO
Brian Fahrner
Des Plaines, IL
Andrew Fraser
Austin, TX

This content was compiled from the SEC and FINRA.

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