Jay
Riggs

Riggs Capital Management, LLC

CRD#2394147
Investment Advisor
in Pleasant Grove, UT

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Jay Riggs is a financial advisor based in Pleasant Grove, Utah who has 21 years of relevant experience. Riggs is currently employed by Riggs Capital Management, LLC. Riggs has gained experience at Riggs Capital Management, LLC, Triad Advisors, Inc, Emerson Equity LLC, Orchard Securities and Dfpg Investments, Inc. Riggs maintains Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and can work in California, Texas and Utah. Riggs Capital Management, LLC is a financial advisory company based out of American Fork, UT. It has $253 million in total assets among its 372 customer accounts, placing it among the mid-sized investment advisory firms in the United States by assets under management. Of its 372 client accounts, 18% belong to high-net-worth individuals who have greater than $1 million in assets available to invest. The advisory firm performs a few services, including financial planning services, portfolio management for individuals and small businesses and other services. Fees for financial management usually are based on which services the firm provides the client. However, fees billed by Riggs Capital Management, LLC may include any combination of asset-based and hourly fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

21 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Other

Fee Structure

Percentage of Assets, Hourly Charges

Office Location

Pleasant Grove, UT

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Riggs Capital Management, LLC Brokerage Details

Total Assets Under Management

$252,989,180

UT Average: $693,624,108
Total Number of Employees

8

UT Average: 12
Total Number of Accounts

372

UT Average: 1,115
Average Account Size

$680,078

UT Average: $622,084

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Other

Jay Riggs Work History

Jay has been registered as a financial advisor for 21 years.*

2019 - Present (5 years)

Emerson Equity LLC

2017 - Present (7 years)

Dfpg Investments, Inc

2002 - Present (22 years)

Riggs Capital Management, LLC

2016 - 2017 (1 year)

Orchard Securities

2009 - 2016 (7 years)

Triad Advisors, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Jay Riggs to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Riggs Capital Management, LLC

Krey Thompson
American Fork, UT
David Anderson
American Fork, UT
Cameron Foster
American Fork, UT
Craig Riggs
Orem, UT
Jay Riggs
Pleasant Grove, UT
James Houston
American Fork, UT
Michael Ross
Smoot, WY
Sheila Johnston
Louisville, KY

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started