Jay
Riggs

Riggs Capital Management, LLC

CRD#2394147
Investment Advisor
in Pleasant Grove, UT

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About this Advisor

Jay Riggs is a financial advisor working out of Pleasant Grove, Utah, who has been in the industry for 18 years. Riggs is an employee of Riggs Capital Management, LLC. Over the course of their career, they have held roles at Riggs Capital Management, LLC, Triad Advisors, Inc, Emerson Equity LLC, Dfpg Investments, Inc and Orchard Securities. Riggs has Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is registered to advise clients in California, Texas and Utah. Riggs Capital Management, LLC is an advisory firm operating out of Pleasant Grove, Utah. It administers $231 million in assets among its 372 accounts, making it one of the mid-sized firms in the nation by assets under management. Of its 372 client accounts, 17% are associated with high-net-worth clients who have greater than $1 million in assets available to invest. The business provides a set of services, including financial planning services and portfolio management for individuals and small businesses. Fees charged by financial advisors vary depending on which services the firm provides the client. However, fee types charged by Riggs Capital Management, LLC likely are comprised of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

18 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

Pleasant Grove, UT

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Riggs Capital Management, LLC Brokerage Details

Total Assets Under Management

$231,408,489

UT Average: $693,624,108
Total Number of Employees

7

UT Average: 12
Total Number of Accounts

372

UT Average: 1,115
Average Account Size

$622,066

UT Average: $622,084

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses

Jay Riggs Work History

Jay has 18 years of experience.

2019 - Present (1 year)

Emerson Equity LLC

2017 - Present (3 years)

Dfpg Investments, Inc

2002 - Present (18 years)

Riggs Capital Management, LLC

2016 - 2017 (1 year)

Orchard Securities

2009 - 2016 (7 years)

Triad Advisors, Inc

Disclosures

Jay Riggs has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Riggs Capital Management, LLC

Krey Thompson
Provo, UT
David Anderson
Provo, UT
Alma Faerber
Orem, UT
Cameron Foster
Provo, UT
Craig Riggs
Orem, UT
Jay Riggs
Pleasant Grove, UT
James Houston
Provo, UT
Sheila Johnston
Louisville, KY

This content was compiled from the SEC and FINRA.

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