Lorraine
Umberger
J. W. Cole Advisors, Inc
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About this Advisor
Lorraine Umberger is a financial advisor working out of Salt Lake City, Utah with 2 years of industry experience. Umberger is an advisor for J. W. Cole Advisors, Inc. Their career trajectory has included roles at Arcom Master Systems, Metropolitan Life Ins Co, Metlife Securities, Cambridge Investment Research, Inc, Cambridge Investment Research Advisors, Inc, J.W. Cole Advisors, Inc and J.W. Cole Financial, Inc. Umberger holds Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is able to advise clients in Utah. J. W. Cole Advisors, Inc is a business based out of Tampa, FL. The firm has offices in 388 locations and a total of 521 people on staff. It handles $5 billion in total assets among its 24,060 customer accounts, making it one of the largest investment advisory firms in the United States by assets under management. The firm serves 27 charities and foundations. Of its 24,060 accounts, just 8% are held by high-net-worth clients who have more than $1 million in investable assets. The business provides a broad set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers, educational seminars and other services. A financial advisor's fee schedules largely depend on which service is offered. However, fees charged by J. W. Cole Advisors, Inc may include some combination of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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J. W. Cole Advisors, Inc Brokerage Details
$4,854,030,147
521
24,060
$201,747
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Educational seminars/workshops
- Other
Lorraine Umberger Work History
Lorraine has been registered as a financial advisor for 2 years.*
J.W. Cole Advisors, Inc
J.W. Cole Financial, Inc
Metropolitan Life Ins Co
Metlife Securities
Arcom Master Systems
Cambridge Investment Research Advisors, Inc
Cambridge Investment Research, Inc
Cambridge Investment Research, Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Lorraine Umberger to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at J. W. Cole Advisors, Inc
Metropolis, IL
Palm Bay, FL
Hudson, FL
Tampa, FL
Tampa, FL
Parkville, MD
Tampa, FL
Tampa, FL
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