Transamerica Financial Advisors, Inc

Investment Advisor
in Draper, UT

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About this Advisor

Richard Cunningham is a financial advisor based out of Draper, Utah, with 20 years of experience as a financial advisor. Cunningham is an employee of Transamerica Financial Advisors, Inc. Their career trajectory has included roles at Wfg, World Group Securities, Inc, Mmsm Gd LLC, Cunningham Investment Group, Investment Advisor International, City First Mortgage Services, Horsesence, Transamerica Financial Advisors, Inc, Utah State Legislator and National Financial Educators Council. Cunningham holds Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is registered to work in Utah. Transamerica Financial Advisors, Inc is an advisory firm based in Draper, Utah. It has offices in 304 locations and a total of 1,274 advisors. It handles $973 million in assets between its 22,673 customer accounts, placing it among the larger financial advisory firms in the United States by assets under management. Of its 22,673 client accounts, just 2% are associated with high-net-worth investors who have greater than $1 million in assets available to invest. Transamerica Financial Advisors, Inc performs a number of services, including portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. Fees charged by financial advisors usually depend on which services the firm provides the client. However, fees charged by Transamerica Financial Advisors, Inc likely are comprised of any combination of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

20 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Commissions



Office Location

12217 S. Lone Peak Pkwy. Suite 150
Draper, UT 84020

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Transamerica Financial Advisors, Inc Brokerage Details

Total Assets Under Management


UT Average: $1,855,561,029
Total Number of Employees


UT Average: 62
Total Number of Accounts


UT Average: 2,474
Average Account Size


UT Average: $750,025

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops

Richard Cunningham Work History

Richard has 20 years of experience.

2017 - Present (2 years)

National Financial Educators Council

2012 - Present (7 years)

Transamerica Financial Advisors, Inc

2010 - Present (9 years)


2004 - Present (15 years)

Mmsm Gd LLC

2001 - Present (18 years)


1998 - Present (21 years)

Cunningham Investment Group

2012 - 2017 (5 years)

Utah State Legislator

2008 - 2011 (3 years)

City First Mortgage Services

2006 - 2012 (6 years)

Investment Advisor International

2002 - 2012 (10 years)

World Group Securities, Inc


Richard Cunningham has disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Transamerica Financial Advisors, Inc

Leonard Taylor
Mesa, AZ
Andrew Kom
Burlingame, CA
Aleece Ackerman
Duluth, GA
Lakshmi Goriparthi
Pleasanton, CA
Ric Roman
Pasadena, CA
Nicholas Lancaster
Temecula, CA
Virginia Mondonedo
Laguna Hills, CA
Ryan Wagner
Dayton, OH

This content was compiled from the SEC and FINRA.

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