Richard
Cunningham

Transamerica Financial Advisors, Inc

CRD#5643048
Investment Advisor
in Draper, UT
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About this Advisor

Richard Cunningham is a certified financial planner based in Draper, Utah, who has been in the financial industry for 12 years. Cunningham is currently employed by Transamerica Financial Advisors, Inc. Throughout their career, Cunningham has worked at World Group Securities, Inc, World Financial Group, Investment Advisors International Inc, Transamerica Financial Advisors, Inc, Mmkr Inc and Aflac. Cunningham has Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is registered to operate in Utah. Transamerica Financial Advisors, Inc is a registered investment firm headquartered in Draper, Utah. The company has offices in 304 locations and a total of 1,274 people on staff. It controls $973 million in assets between its 22,673 client accounts, placing it among the larger financial advisory firms in the United States by assets under management. Of its 22,673 customer accounts, just 2% are held by high-net-worth individuals who have greater than $1 million in assets available to invest. Transamerica Financial Advisors, Inc performs a wide range of services, such as portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. Financial advisory fees typically depend on which services the firm provides the client. Fees charged by Transamerica Financial Advisors, Inc may include asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

12 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Commissions

Disclosures

No

Office Location

12217 S. Lone Peak Pkwy. Suite 150
Draper, UT 84020

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Transamerica Financial Advisors, Inc Brokerage Details

Total Assets Under Management

$1,015,629,122

UT Average: $1,855,561,029
Total Number of Employees

1,271

UT Average: 62
Total Number of Accounts

45,703

UT Average: 2,474
Average Account Size

$22,222

UT Average: $750,025

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops

Richard Cunningham Work History

Richard has 12 years of experience.

2018 - Present (1 year)

Aflac

2012 - Present (7 years)

Transamerica Financial Advisors, Inc

2012 - Present (7 years)

Mmkr Inc

2009 - Present (10 years)

World Financial Group

2009 - 2012 (3 years)

World Group Securities, Inc

2009 - 2012 (3 years)

Investment Advisors International Inc

Disclosures

Richard Cunningham has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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