Cambridge Investment Research Advisors, Inc

Investment Advisor
in Salt Lake City, UT

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About this Advisor

Richard Habel is a financial advisor operating out of Salt Lake City, Utah with 2 years of industry experience. Habel is an advisor for Cambridge Investment Research Advisors, Inc. During their career, Habel has held roles at Sterling Financial, Wells Fargo Bank, Cambridge Investment Research, Inc and Cambridge Investment Research Advisors, Inc. Habel has a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is able to advise clients in Texas and Utah. Cambridge Investment Research Advisors, Inc is a registered investment company based out of Fairfield, IA. It has offices in 2,023 locations and a total of 3,352 people on staff. It manages $82 billion in assets among its 461,370 client accounts, placing it among the largest firms in the country by assets under management. The firm serves six charities and foundations. Of its 461,370 accounts, just 10% are associated with high-net-worth investors who have more than $1 million in assets. The company has a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, market timing services and educational seminars. Fees charged by financial advisors usually are based on which service is offered. Fee types charged by Cambridge Investment Research Advisors, Inc most likely include some blend of asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 66

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Market timing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Office Location

6465 S. 3000 E Suite 200
Salt Lake City, UT 84121

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Cambridge Investment Research Advisors, Inc Brokerage Details

Total Assets Under Management


UT Average: $9,259,360,772
Total Number of Employees


UT Average: 166
Total Number of Accounts


UT Average: 7,189
Average Account Size


UT Average: $1,287,990

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Market timing services
  • Educational seminars/workshops

Richard Habel Work History

Richard has been registered as a financial advisor for 2 years.*

2021 - Present (3 years)

Cambridge Investment Research, Inc

2021 - Present (3 years)

Cambridge Investment Research Advisors, Inc

2014 - 2021 (7 years)

Sterling Financial

2013 - 2014 (1 year)

Wells Fargo Bank

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.


Please visit the SEC profile of Richard Habel to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Cambridge Investment Research Advisors, Inc

Mitchell Robinson
Tulsa, OK
Kevin Currutt
Cleveland, OH
Andrew Wittich
Houston, TX
Tomas Cern
Tolland, CT
Stacy Robinson
South Haven, MI
Enrico Bawar
Staten Island, NY
Ryan Bouchard
Kennesaw, GA
John Ladick
Fairfield, IA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact

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