Richard
Romano
Stifel Independent Advisors, LLC
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About this Advisor
Richard Romano is a financial advisor based in Salt Lake City, Utah, working with Stifel Independent Advisors, LLC. Richard has previously held positions at Wells Fargo Advisors Financial Network, LLC and Stifel Independent Advisors, LLC. Richard has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in Idaho, Texas, and Utah. Currently, Richard is part of Stifel Independent Advisors, LLC, which operates out of Salt Lake City, Utah. The firm has 79 offices and 190 employees. The firm manages assets totaling $3.6 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, and educational seminars. The fee structure at Stifel Independent Advisors, LLC includes asset-based, fixed, and commission-based fees.
Certifications and Registrations
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Fee Structure
Office Location
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Stifel Independent Advisors, LLC Brokerage Details
$3,556,518,775
190
9,973
$356,615
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Richard Romano Work History
Stifel Independent Advisors, LLC
Wells Fargo Advisors Financial Network, LLC
Disclosures
Please visit the SEC profile of Richard Romano to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Stifel Independent Advisors, LLC
Edinboro, PA
Saint Louis, MO
Saint Louis, MO
Saint Louis, MO
Landrum, SC
Saint Louis, MO
Saint Louis, MO
Hunt Valley, MD
The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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