Spencer
Regis

Fidelity Personal And Workplace Advisors

CRD#7426851
Investment Advisor
in American Fork, UT

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About this Advisor

Spencer Regis is a financial advisor who works in American Fork, Utah who has 1 year of relevant experience. Regis is currently employed by Fidelity Personal And Workplace Advisors. Their career trajectory has included roles at Grit Marketing, The United States Bureau Of The Census, The Church Of Jesus Christ Of Latter Day Saints, Ken Garff Automotive Group, As You Wish Pottery, Davis County Government, Full Time Education - North Davis Preparatory Academy, Full Time Student - Nuames, Unemployed - Travel, Fidelity Brokerage Services LLC, Brigham Young University and Weber State University. Regis has Series 63 and Series 66 licenses, designating them as a securities agent, and is able to advise clients in Texas and Utah. Fidelity Personal And Workplace Advisors is a financial advisory company operating out of Boston, MA. The company has offices in 3,093 locations and a total of 13,507 people on staff. It administers $653 billion in assets under management among its 1,712,247 client accounts, placing it among the largest financial advisory firms in the nation by assets under management. The firm serves 11 charitable organizations. Of its 1,712,247 client accounts, 31% belong to high-net-worth clients who have greater than $1 million in assets. Fidelity Personal And Workplace Advisors performs a wide set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. Fees for financial management are based on which service is offered. However, fee types billed by Fidelity Personal And Workplace Advisors most likely are comprised of some blend of asset-based and fixed fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

825 East 1180 South
American Fork, UT 84003

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Fidelity Personal And Workplace Advisors Brokerage Details

Total Assets Under Management

$652,548,367,853

UT Average: $16,012,751,954
Total Number of Employees

13,507

UT Average: 118
Total Number of Accounts

1,712,247

UT Average: 4,567
Average Account Size

$381,106

UT Average: $3,506,186

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops

Spencer Regis Work History

Spencer has been registered as a financial advisor for 1 years.*

2021 - Present (3 years)

Fidelity Brokerage Services LLC

2021 - 2021 (< 1 year)

Grit Marketing

2021 - 2021 (< 1 year)

Unemployed - Travel

2020 - 2020 (< 1 year)

The United States Bureau Of The Census

2020 - 2021 (1 year)

The Church Of Jesus Christ Of Latter Day Saints

2020 - 2021 (1 year)

Brigham Young University

2019 - 2020 (1 year)

Ken Garff Automotive Group

2017 - 2019 (2 years)

The Church Of Jesus Christ Of Latter Day Saints

2017 - 2017 (< 1 year)

As You Wish Pottery

2016 - 2017 (1 year)

Full Time Student - Nuames

2015 - 2016 (1 year)

Davis County Government

2015 - 2017 (2 years)

Weber State University

2011 - 2015 (4 years)

Full Time Education - North Davis Preparatory Academy

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Spencer Regis to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Fidelity Personal And Workplace Advisors

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Elizabeth Muncie
Boston, MA
Steven Lopez
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Robert Abbott
Westwood, MA
Jason Arcelay
Boston, MA
Laura Mccallum
Austin, TX
Michael Gefen
Fairfield, CT
Andrew Draluck
Fort Lauderdale, FL

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