Thomas
Francis
Sofi Wealth LLC
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About this Advisor
Thomas Francis is a financial advisor based in Salt Lake City, Utah, working with Sofi Wealth LLC. Thomas has previously held positions at Fidelity Investments, Lendio, Verizon, Fanzz, Prestman Auto, Pacific University, Merrill Lynch, Pierce, Fenner & Smith Inc, Salt Lake Community College, Bank Of America, N.A, Sofi Securities, LLC, and Sofi Wealth, LLC. Thomas has passed the Series 63 and Series 66 regulatory exams and is registered to provide services in Utah. Currently, Thomas is part of Sofi Wealth LLC, which operates out of Salt Lake City, Utah. The firm has 4 offices and 70 employees. The firm manages assets totaling $943.5 million and offers services including financial planning services, portfolio management for individuals and small businesses, publication of newsletters, and educational seminars. The fee structure at Sofi Wealth LLC includes other fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
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Sofi Wealth LLC Brokerage Details
$943,520,661
70
165,546
$5,699
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Publication of periodicals or newsletters
- Educational seminars/workshops
Thomas Francis Work History
Sofi Securities, LLC
Sofi Wealth, LLC
Bank Of America, N.A
Merrill Lynch, Pierce, Fenner & Smith Inc
Fidelity Investments
Lendio
Fanzz
Salt Lake Community College
Verizon
Prestman Auto
Pacific University
Disclosures
Please visit the SEC profile of Thomas Francis to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Sofi Wealth LLC
Salt Lake City, UT
San Francisco, CA
San Francisco, CA
Salt Lake City, UT
San Francisco, CA
San Francisco, CA
Jacksonville, FL
San Francisco, CA
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
