Nicholas
Fukuda

Morgan Stanley

CRD#7058168
Investment Advisor
in Colchester, VT

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About this Advisor

Nicholas Fukuda is a financial advisor operating out of Colchester, Vermont with a total of 4 years of relevant experience. Fukuda is on the advisory team at Morgan Stanley. Throughout their career, Fukuda has worked at Massmutual, Mml Investors Services, Nanuk Cases, University Of St. Andrews, Vermont Fuel Dealers Association, Democratic National Committee, Hillary For America, Dickinson College, Morgan Stanley Smith Barney LLC and Morgan Stanley Private Bank, N.A. Fukuda holds a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is registered to operate in Texas and Vermont. Morgan Stanley is a registered investment business operating out of Purchase, NY. The company has offices in 930 locations and a total of 28,000 people on staff. It controls $1 trillion in assets under management across its 2,233,188 client accounts, placing it among the biggest financial advisory firms in the country by assets under management. The firm serves 30,383 charitable organizations. Of its 2,233,188 customer accounts, just 1% are associated with high-net-worth clients who have greater than $1 million in investable assets. The advisory firm provides a diverse set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Financial advisory fees depend on the services. However, fees billed by Morgan Stanley most likely include asset-based, fixed, commission-based and other fees.

Certifications and Registrations

Series 66

Years Registered*

4 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions, Others

Office Location

105 West View Road 5Th Floor
Colchester, VT 05446

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Morgan Stanley Brokerage Details

Total Assets Under Management

$1,185,061,196,999

VT Average: $7,464,549,021
Total Number of Employees

28,000

VT Average: 88
Total Number of Accounts

2,233,188

VT Average: 3,892
Average Account Size

$530,659

VT Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Nicholas Fukuda Work History

Nicholas has been registered as a financial advisor for 4 years.*

2019 - Present (5 years)

Morgan Stanley Smith Barney LLC

2019 - Present (5 years)

Morgan Stanley Private Bank, N.A

2019 - 2019 (< 1 year)

Mml Investors Services

2018 - 2019 (1 year)

Massmutual

2018 - 2018 (< 1 year)

Nanuk Cases

2017 - 2018 (1 year)

University Of St. Andrews

2017 - 2017 (< 1 year)

Vermont Fuel Dealers Association

2016 - 2016 (< 1 year)

Democratic National Committee

2016 - 2016 (< 1 year)

Democratic National Committee

2016 - 2016 (< 1 year)

Hillary For America

2012 - 2016 (4 years)

Dickinson College

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Nicholas Fukuda to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Morgan Stanley

Ellen Spitz
Garden City, NY
Allan House
Baltimore, MD
Russell Huebschle
Oakland, CA
William Dilodovico
Fort Lauderdale, FL
Charles Doering
Walnut Creek, CA
Seth Hart
New York, NY
Calvin Mason
Pueblo, CO
Melissa Moyer
Blue Bell, PA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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