Lpl Financial LLC
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About this Advisor
Richard Flood is a financial advisor based in South Burlington, Vermont with 5 years of industry experience. Flood is an employee of Lpl Financial LLC. Over the course of their career, they have held roles at Flood Financial Services, Lincoln Financial Securities Corporation and Lpl Financial, LLC. Flood has Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and can serve investors in Texas and Vermont. Lpl Financial LLC is a registered investment firm based in Fort Mill, SC. It has offices in 9,898 locations and a total of 31,366 advisors. It handles $368 billion in total assets among its 1,688,501 accounts, making it one of the biggest firms in the country by assets under management. The firm provides services to 3,425 charities and foundations. Of its 1,688,501 client accounts, 31% belong to high-net-worth investors who have at least $1 million in assets available to invest. Lpl Financial LLC performs a broad assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Financial advisory fee schedules usually are based on which services the firm provides the client. However, fees billed by Lpl Financial LLC likely are comprised of any combination of asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
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Lpl Financial LLC Brokerage Details
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Richard Flood Work History
Richard has been registered as a financial advisor for 5 years.*
Lpl Financial, LLC
Flood Financial Services
Lincoln Financial Securities Corporation
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Please visit the SEC profile of Richard Flood to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Lpl Financial LLC
Fort Mill, SC
Cedar Rapids, IA
Fort Mill, SC
Safety Harbor, FL
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact email@example.com.
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