Brian
Gaertner

Riverfront Investment Group, LLC

CRD#2729181
Investment Advisor
in Richmond, VA

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About this Advisor

Brian Gaertner is a financial advisor based in Richmond, Virginia, working with Riverfront Investment Group, LLC. Brian has previously held positions at Riverfront Investment Group, LLC and Alps Distributors, Inc. Brian has passed the Series 63 and Series 66 regulatory exams and is registered to provide services in Virginia and Wisconsin. Currently, Brian is part of Riverfront Investment Group, LLC, which operates out of Richmond, Virginia. The firm has 50 employees and manages assets totaling $751.1 million. The firm serves a variety of clients, including charitable organizations. The services offered by the firm include portfolio management for individuals and small businesses, portfolio management for investment companies, and other services. The fee structure at Riverfront Investment Group, LLC includes asset-based fees.

Certifications and Registrations

Series 63, Series 66

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Other

Fee Structure

Percentage of Assets

Office Location

1214 East Cary Street
Richmond, VA 23219

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Riverfront Investment Group, LLC Brokerage Details

Total Assets Under Management

$751,084,541

VA Average: $1,835,309,194
Total Number of Employees

50

VA Average: 32
Total Number of Accounts

485

VA Average: 1,458
Average Account Size

$1,548,628

VA Average: $1,258,785

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Other

Brian Gaertner Work History

2020 - Present (4 years)

Riverfront Investment Group, LLC

2011 - Present (13 years)

Alps Distributors, Inc

2011 - 2019 (8 years)

Riverfront Investment Group, LLC

Disclosures

Please visit the SEC profile of Brian Gaertner to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Riverfront Investment Group, LLC

Taylor Bryan
Richmond, VA
Robert Elliott
Richmond, VA
David Forrest
Richmond, VA
Charlotte Legrand
Richmond, VA
Jackson Tavenner
Richmond, VA
Diego Marti Vertiz
Richmond, VA
Griffin Phillips
Richmond, VA
George Michael
Richmond, VA

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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