Douglas
Sandler

Riverfront Investment Group, LLC

CRD#2254668
Investment Advisor
in Richmond, VA

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About this Advisor

Douglas Sandler is a chartered financial analyst who works out of Richmond, Virginia with a total of 15 years of relevant experience. Sandler currently works for Riverfront Investment Group, LLC. Their career trajectory has included roles at Riverfront Investment Group, LLC and Alps Distributors, Inc. Sandler holds Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is approved to serve investors in Virginia. Riverfront Investment Group, LLC is a company headquartered in Richmond, VA. It manages $796 million in assets under management across its 677 client accounts, making it one of the bigger financial advisory firms in the nation by assets under management. The firm serves four charitable organizations. The company has a set of services, including portfolio management for individuals and small businesses, portfolio management for investment companies and other services. Fees charged by financial advisors depend on which services the firm provides the client. Fees billed by Riverfront Investment Group, LLC typically consist of asset-based fees.

Certifications and Registrations

Series 63, Series 65, Chartered Financial Analyst

Years Registered*

15 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Other

Fee Structure

Percentage of Assets

Office Location

1214 East Cary Street
Richmond, VA 23219

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Riverfront Investment Group, LLC Brokerage Details

Total Assets Under Management

$795,595,142

VA Average: $1,835,309,194
Total Number of Employees

52

VA Average: 32
Total Number of Accounts

677

VA Average: 1,458
Average Account Size

$1,175,177

VA Average: $1,258,785

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Other

Douglas Sandler Work History

Douglas has been registered as a financial advisor for 15 years.*

2017 - Present (7 years)

Riverfront Investment Group, LLC

2010 - Present (14 years)

Alps Distributors, Inc

2015 - 2017 (2 years)

Riverfront Investment Group, LLC

2008 - 2015 (7 years)

Riverfront Investment Group, LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Douglas Sandler to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Riverfront Investment Group, LLC

Bradford Wear
Richmond, VA
Victoria O'Shea
Richmond, VA
Charlotte Legrand
Richmond, VA
David Forrest
Richmond, VA
Barbour Farinholt
Richmond, VA
Hunter Gallalee
Richmond, VA
Daniel Zolet
Richmond, VA
William Hays
Richmond, VA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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