James
Bales
Centaurus Financial, Inc
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About this Advisor
James Bales is a financial advisor based in Newport News, Virginia who has 22 years of relevant experience. Bales is an employee of Centaurus Financial, Inc. They have spent their whole time as a financial advisor at Centaurus Financial, Inc. Bales has Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is approved to operate in Alabama, California, Florida, Maryland, North Carolina, Oklahoma, Pennsylvania, South Carolina, Texas and Virginia. Centaurus Financial, Inc is an advisory company based out of Anaheim, CA. The firm has offices in 174 locations and a total of 616 employees. It manages $5 billion in total assets among its 32,255 customer accounts, making it one of the biggest firms in the United States by assets under management. Of its 32,255 customer accounts, just 1% belong to high-net-worth investors who have greater than $1 million in investable assets. Centaurus Financial, Inc has a diverse set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, market timing services and educational seminars. Financial management fees largely vary depending on which services the firm provides the client. However, fees charged by Centaurus Financial, Inc most likely include any blend of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Centaurus Financial, Inc Brokerage Details
$4,564,124,620
616
32,255
$141,501
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Market timing services
- Educational seminars/workshops
James Bales Work History
James has been registered as a financial advisor for 22 years.*
Centaurus Financial, Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of James Bales to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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