James
Chau
Eagle Strategies LLC
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About this Advisor
James Chau is a financial advisor who works out of Haymarket, Virginia who has 1 year of relevant experience. Chau is an employee of Eagle Strategies LLC. Over the course of their career, Chau has held roles at Encore Capital Management LLC, New York Life Insurance, Nylife Securities LLC, Massmutual, Mml Investors Services, New York Life Insurance Co, Eagle Strategies LLC, Mml Investors Services, LLC and Massmutual Life Insurance Company. Chau maintains Series 65 and Series 63 licenses, certifying them as both a securities agent and an investment advisor representative, and is registered to operate in Virginia. Eagle Strategies LLC is a financial advisory company based out of New York, NY. It has offices in 828 locations and a total of 2,392 people on staff. It has $17 billion in total assets across its 87,580 customer accounts, making it one of the largest financial advisory firms in the United States by assets under management. The firm provides financial advice to 175 charitable organizations. Of its 87,580 customer accounts, 17% belong to high-net-worth clients who have greater than $1 million in assets available to invest. Eagle Strategies LLC provides a wide assortment of services, such as financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. Fees charged by financial advisors depend on the financial services offered. Fee types charged by Eagle Strategies LLC can include asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Eagle Strategies LLC Brokerage Details
$16,667,263,900
2,392
87,580
$190,309
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops
James Chau Work History
James has been registered as a financial advisor for 1 years.*
Nylife Securities LLC
New York Life Insurance Co
Eagle Strategies LLC
Mml Investors Services, LLC
Massmutual Life Insurance Company
Mml Investors Services
New York Life Insurance Co
Nylife Securities LLC
Massmutual
New York Life Insurance
Nylife Securities LLC
Encore Capital Management LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of James Chau to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Eagle Strategies LLC
Thousand Oaks, CA
Nashua, NH
Tacoma, WA
Monroe, LA
San Jose, CA
Buffalo, NY
Lincoln, NE
Chicago, IL
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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