John
Spooner

Tiaa-Cref Individual & Institutional Services, LLC

CRD#6287777
Investment Advisor
in Richmond, VA

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About this Advisor

John Spooner is a financial advisor working in Richmond, Virginia, who has 2 years of industry experience. Spooner currently works for Tiaa-Cref Individual & Institutional Services, LLC. Over the course of their career, they have held roles at American Family Fitness, Massachusetts Mutual Life Insurance Co, Mml Investors Services, LLC, Northwestern Mutual Financial, Ameritas Investment Company, LLC, Ameritas Life Insurance Corp, Commonwealth Insurance Solutions, LLC, Wells Fargo Clearing Services, LLC, Wells Fargo Bank, Na, Tiaa and Tiaa-Cref Individual & Institutional Services, LLC. Spooner holds Series 63 and Series 66 licenses, qualifying them as a securities agent, and can operate in Virginia. Tiaa-Cref Individual & Institutional Services, LLC is a registered investment business based in New York, NY. The investment advisory business has offices in 136 locations and a total of 1,235 financial advisors. It administers $31 billion in assets between its 76,892 customer accounts, making it one of the largest firms in the nation by assets under management. The firm advises 22 charitable organizations. Of its 76,892 accounts, 62% are associated with high-net-worth investors who have at least $1 million in assets. The business offers a set of services, including financial planning services, portfolio management for individuals and small businesses and selection of other advisers. Fees for financial management usually depend on which services the firm provides the client. However, fee types billed by Tiaa-Cref Individual & Institutional Services, LLC most likely are comprised of asset-based and other fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers

Fee Structure

Percentage of Assets, Others

Office Location

6802 Paragon Place Suite 410,Rooms 437, 438, 439, 440
Richmond, VA 23230

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Tiaa-Cref Individual & Institutional Services, LLC Brokerage Details

Total Assets Under Management

$30,906,830,115

VA Average: $7,464,549,021
Total Number of Employees

1,235

VA Average: 88
Total Number of Accounts

76,892

VA Average: 3,892
Average Account Size

$401,951

VA Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers

John Spooner Work History

John has been registered as a financial advisor for 2 years.*

2021 - Present (3 years)

Tiaa

2021 - Present (3 years)

Tiaa-Cref Individual & Institutional Services, LLC

2021 - 2021 (< 1 year)

Wells Fargo Clearing Services, LLC

2021 - 2021 (< 1 year)

Wells Fargo Bank, Na

2020 - 2021 (1 year)

Ameritas Investment Company, LLC

2020 - 2021 (1 year)

Ameritas Life Insurance Corp

2020 - 2021 (1 year)

Commonwealth Insurance Solutions, LLC

2014 - 2020 (6 years)

Massachusetts Mutual Life Insurance Co

2014 - 2020 (6 years)

Mml Investors Services, LLC

2014 - 2014 (< 1 year)

Northwestern Mutual Financial

2012 - 2013 (1 year)

American Family Fitness

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of John Spooner to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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