Joseph
Bergen
Tiaa-Cref Individual & Institutional Services, LLC
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About this Advisor
Joseph Bergen is a financial advisor based in Phoenix, Arizona, working with Tiaa-Cref Individual & Institutional Services, LLC. Joseph has previously held positions at Merrill Lynch, Pierce, Fenner & Smith Inc, Bancwest Investment Services, Bank Of The West, Ups, Synchrony, Yelp, Bancwest Investment Services, Inc, Financial Engines Advisors L.L.C, Tiaa, Tiaa-Cref Individual & Institutional Services, LLC, Charles Schwab Bank, and Charles Schwab & Co., Inc. Joseph has passed the Series 63 and Series 66 regulatory exams and is registered to provide services in Arizona. Currently, Joseph is part of Tiaa-Cref Individual & Institutional Services, LLC, which operates out of Phoenix, Arizona. The firm has 137 offices and 1,519 employees. The firm manages assets totaling $32.7 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, and selection of other advisers. The fee structure at Tiaa-Cref Individual & Institutional Services, LLC includes asset-based and other fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
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Tiaa-Cref Individual & Institutional Services, LLC Brokerage Details
$32,676,871,332
1,519
73,602
$443,967
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
Joseph Bergen Work History
Tiaa
Tiaa-Cref Individual & Institutional Services, LLC
Financial Engines Advisors L.L.C
Synchrony
Yelp
Bank Of The West
Bancwest Investment Services, Inc
Merrill Lynch, Pierce, Fenner & Smith Inc
Bancwest Investment Services
Bank Of The West
Ups
Charles Schwab Bank
Charles Schwab & Co.,Inc
Disclosures
Please visit the SEC profile of Joseph Bergen to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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