Joseph
Bergen

Financial Engines Advisors L.L.C

CRD#4924401
Investment Advisor
in Virginia Beach, VA

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About this Advisor

Joseph Bergen is a financial advisor based in Virginia Beach, Virginia with 1 year of relevant experience. Bergen currently works for Financial Engines Advisors L.L.C. Throughout their career, they have worked at Charles Schwab & Co., Inc, Charles Schwab Bank, Merrill Lynch, Pierce, Fenner & Smith Inc, Bancwest Investment Services, Bank Of The West, Ups, Synchrony, Yelp, Bancwest Investment Services, Inc and Financial Engines Advisors L.L.C. Bergen has Series 63 and Series 66 licenses, designating them as a securities representative, and is able to serve investors in Texas and Virginia. Financial Engines Advisors L.L.C is a company that has its headquarters in Santa Clara, CA. It has offices in 149 locations and a total of 1,514 advisors. It has $242 billion in assets between its 1,594,707 accounts, making it one of the biggest investment advisory firms in the United States by assets under management. The firm advises 54 charities and foundations. Of its 1,594,707 customer accounts, just 2% are held by high-net-worth individuals who have at least $1 million in assets. Financial Engines Advisors L.L.C has a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. Financial management fee schedules usually are based on the type of services offered. However, fees billed by Financial Engines Advisors L.L.C may include some blend of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Subscription Fees, Fixed Fees, Others

Office Location

277 Bendix Rd Suite 150
Virginia Beach, VA 23452

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Financial Engines Advisors L.L.C Brokerage Details

Total Assets Under Management

$241,970,176,743

VA Average: $7,578,581,321
Total Number of Employees

1,514

VA Average: 43
Total Number of Accounts

1,594,707

VA Average: 3,727
Average Account Size

$151,733

VA Average: $2,033,427

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Joseph Bergen Work History

Joseph has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

Financial Engines Advisors L.L.C

2018 - 2018 (< 1 year)

Synchrony

2018 - 2018 (< 1 year)

Yelp

2018 - 2021 (3 years)

Bank Of The West

2018 - 2021 (3 years)

Bancwest Investment Services, Inc

2017 - 2017 (< 1 year)

Merrill Lynch, Pierce, Fenner & Smith Inc

2017 - 2017 (< 1 year)

Bancwest Investment Services

2017 - 2017 (< 1 year)

Bank Of The West

2017 - 2017 (< 1 year)

Ups

2013 - 2016 (3 years)

Charles Schwab & Co.,Inc

2013 - 2016 (3 years)

Charles Schwab Bank

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Joseph Bergen to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Financial Engines Advisors L.L.C

Samuel Lindemann
Roseville, CA
Clayton Ernst
Colorado Springs, CO
Steven Murray
Whitman, MA
William Mcelroy
Phoenix, AZ
Rachel Gilmore
Saint Louis, MO
Noah French
Newton Center, MA
Anthony Badillo
Fairfax, VA
Joseph Bergen
Virginia Beach, VA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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