Joseph
Looney
Principal Securities, Inc
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About this Advisor
Joseph Looney is a financial advisor who works out of Alexandria, Virginia. Looney is currently employed by Principal Securities, Inc. The advisor has gained experience at Range, Fourth Presbyterian Church, Aquatic Services Inc, Lunchbox, Uber, Aggio, Morgan Stanley Private Bank, National Association, Morgan Stanley, Whitman Associates, Student, Edward Shanahan, Northwestern Mutual Investment Services LLC, Principal Life Insurance Company, Principal Securities Inc and Ford And Associates Wealth Management. Looney maintains a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is approved to work in Virginia. Principal Securities, Inc is an advisory company that has its headquarters in Des Moines, IA. The investment advisory business has offices in 350 locations and a total of 1,430 employees. It manages $9 billion in assets between its 46,075 client accounts, placing it among the biggest investment advisory firms in the country by assets under management. The firm serves 34 charitable organizations. Of its 46,075 accounts, just 3% are associated with high-net-worth clients who have at least $1 million in assets available to invest. The firm provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. Financial advisory fees typically are based on which services the firm provides the client. However, fee types charged by Principal Securities, Inc most likely are comprised of some blend of asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Principal Securities, Inc Brokerage Details
$9,416,854,861
1,430
46,075
$204,381
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Joseph Looney Work History
Joseph has been registered as a financial advisor for 0 years.*
Principal Life Insurance Company
Ford And Associates Wealth Management
Principal Securities Inc
Principal Life Insurance Company
Edward Shanahan
Northwestern Mutual Investment Services LLC
Morgan Stanley Private Bank, National Association
Morgan Stanley
Uber
Whitman Associates
Range
Lunchbox
Aggio
Aquatic Services Inc
Fourth Presbyterian Church
Student
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Joseph Looney to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Principal Securities, Inc
Melville, NY
Tampa, FL
Seattle, WA
Des Moines, IA
Lansing, MI
Phoenix, AZ
Birmingham, AL
Tampa, FL
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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