Kevin
Shaw

Hsbc Securities (Usa) Inc

CRD#4893761
Investment Advisor
in Mc Lean, VA

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About this Advisor

Kevin Shaw is a financial advisor based in Mc Lean, Virginia, working with Hsbc Securities (Usa) Inc. Kevin has previously held positions at Hsbc Bank Usa N.A, Hsbc Bank Usa, N.A, and Hsbc Securities (Usa) Inc. Kevin has passed the Series 63 and Series 66 regulatory exams and is registered to provide services in the District of Columbia, Florida, Maryland, and Virginia. Currently, Kevin is part of Hsbc Securities (Usa) Inc, which operates out of Mc Lean, Virginia. The firm has 62 offices and 507 employees. The firm manages assets totaling $3.0 billion and serves high-net-worth clients. The services offered by the firm include portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers, and other services. The fee structure at Hsbc Securities (Usa) Inc includes asset-based, fixed, and performance-based fees.

Certifications and Registrations

Series 63, Series 66, CERTIFIED FINANCIAL PLANNER™

Services Offered

Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Performance-based Fees

Office Location

1800 Tysons Bld. Suite 560
Mc Lean, VA 22102

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Hsbc Securities (Usa) Inc Brokerage Details

Total Assets Under Management

$3,020,458,399

VA Average: $7,464,549,021
Total Number of Employees

507

VA Average: 88
Total Number of Accounts

12,389

VA Average: 3,892
Average Account Size

$243,802

VA Average: $1,917,921

Investment Advisory Services

  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Other

Kevin Shaw Work History

2016 - Present (8 years)

Hsbc Bank Usa, N.A

2015 - Present (9 years)

Hsbc Securities (Usa) Inc

2014 - 2015 (1 year)

Hsbc Bank Usa N.A

Disclosures

Please visit the SEC profile of Kevin Shaw to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Hsbc Securities (Usa) Inc

Shanshan Wu
Cupertino, CA
Quxing Zhu
New York, NY
Steven Wagner
New Hyde Park, NY
Nayali Quezada
New York, NY
Swathi Reddy
Mc Lean, VA
Gonzalo Yubi
Buffalo, NY
Fei Yiu
Chatham, NJ
Mark Chen
Arcadia, CA

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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