Lysa
Rothenberg
Capitol Securities Management, Inc
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About this Advisor
Lysa Rothenberg is a certified financial planner based in Alexandria, Virginia with 5 years of industry experience. Rothenberg is currently employed by Capitol Securities Management, Inc. Their career trajectory has included roles at Navy Federal Financial Group, Navy Fedral Brokerage Services, LLC, Navy Federal Asset Management, LLC, Navy Federal Brokerage Services, LLC, Capitol Securities Management, Inc and Money Matters Inc. Rothenberg maintains Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and can operate in Texas and Virginia. Capitol Securities Management, Inc is a financial advisory business based out of Glen Allen, VA. It has offices in 40 locations and a total of 175 people on staff. It has $1 billion in total assets among its 3,202 customer accounts, making it one of the biggest firms in the nation by assets under management. The firm advises 10 charitable organizations. Of its 3,202 accounts, 32% are associated with high-net-worth investors who have more than $1 million in investable assets. Capitol Securities Management, Inc offers a broad set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Financial management fee schedules depend on the financial services. However, fee types charged by Capitol Securities Management, Inc likely include some blend of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Capitol Securities Management, Inc Brokerage Details
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/assets@2x.png)
$1,285,947,379
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/employees@2x.png)
175
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/accounts@2x.png)
3,202
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$401,608
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Lysa Rothenberg Work History
Lysa has been registered as a financial advisor for 5 years.*
Capitol Securities Management, Inc
Money Matters Inc
Navy Federal Brokerage Services, LLC
Navy Federal Financial Group
Navy Fedral Brokerage Services, LLC
Navy Federal Asset Management, LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Lysa Rothenberg to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Capitol Securities Management, Inc
Glen Allen, VA
Toms River, NJ
Glen Allen, VA
Leesburg, VA
Glen Allen, VA
Wellesley, MA
Tampa, FL
Salisbury, MD
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
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