Roy
Alexander
Capitol Securities Management, Inc
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About this Advisor
Roy Alexander is a personal financial specialist who works out of Springfield, Virginia with 22 years of industry experience. Alexander is on the advisory team at Capitol Securities Management, Inc. Throughout their career, they have worked at Capitol Securities and Roy Alexander, C.P.A., P.C. Alexander has Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is approved to advise clients in Virginia. Capitol Securities Management, Inc is a financial advisory business based out of Glen Allen, VA. The firm has offices in 40 locations and a total of 175 financial advisors. It controls $1 billion in assets under management between its 3,202 accounts, making it one of the biggest investment advisory firms in the nation by assets under management. The firm provides services to 10 charities and foundations. Of its 3,202 client accounts, 32% are associated with high-net-worth investors who have greater than $1 million in investable assets. The firm has a wide range of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors largely vary depending on the type of financial services offered. Fees charged by Capitol Securities Management, Inc likely consist of some blend of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Capitol Securities Management, Inc Brokerage Details
$1,285,947,379
175
3,202
$401,608
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Roy Alexander Work History
Roy has been registered as a financial advisor for 22 years.*
Capitol Securities
Roy Alexander, C.P.A., P.C
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Roy Alexander to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Capitol Securities Management, Inc
Toms River, NJ
Glen Allen, VA
Wellesley, MA
Glen Allen, VA
Glen Allen, VA
Wellesley, MA
Tampa, FL
Leesburg, VA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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