Brian
Carlin

Waddell & Reed

CRD#5407554
Investment Advisor
in Seattle, WA
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About this Advisor

Brian Carlin is a certified financial planner who works out of Seattle, Washington, with a total of 11 years of financial industry experience. Carlin is currently employed by Waddell & Reed. Throughout their career, they have worked at The Vanguard Group, Inc, Actor, Uber, Cascadia Dread, Various Insurance Carriers For W & R Insurance Agencies, Karen Einberger, Waddell & Reed, Inc and Nw Film Forum. Carlin has a Series 63 license, which qualifies them as a securities agent, and is registered to work in California, Colorado, Washington, D.c., Idaho, Indiana, Maryland, New Mexico and Washington. Waddell & Reed is an advisory business headquartered in Seattle, Washington. The company has offices in 357 locations and a total of 2,000 people on staff. It has $22 billion in assets across its 153,672 client accounts, making it one of the biggest financial advisory firms in the United States by assets under management. The firm advises 74 charities and foundations. Of its 153,672 accounts, just 1% are held by high-net-worth individuals who have greater than $1 million in investable assets. Waddell & Reed has a broad array of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. Fees for financial management are based on which services are provided. Fee types charged by Waddell & Reed can include any combination of asset-based, fixed and other fees.

Certifications and Registrations

Series 63, Certified Financial Planner

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees

Disclosures

No

Office Location

2601 Fourth Avenue Suite 100
Seattle, WA 98121

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Waddell & Reed Brokerage Details

Total Assets Under Management

$21,207,078,630

WA Average: $2,243,162,756
Total Number of Employees

1,700

WA Average: 44
Total Number of Accounts

169,956

WA Average: 4,091
Average Account Size

$124,780

WA Average: $548,316

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Brian Carlin Work History

Brian has 11 years of experience.

2016 - Present (3 years)

Various Insurance Carriers For W & R Insurance Agencies

2016 - Present (3 years)

Karen Einberger

2016 - Present (3 years)

Waddell & Reed, Inc

2015 - Present (4 years)

Uber

2015 - Present (4 years)

Cascadia Dread

2015 - Present (4 years)

Nw Film Forum

2013 - Present (6 years)

Actor

2007 - 2015 (8 years)

The Vanguard Group, Inc

Disclosures

Brian Carlin has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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