Carolina
Ortiz

Northwest Asset Management

CRD#4571486
Investment Advisor
in Mercer Island, WA

Answer a few questions and
get matched with an advisor.

Find an Advisor

or call us now at 1-888-467-5419

About this Advisor

Carolina Ortiz is a certified financial planner who works out of Mercer Island, Washington, who has 10 years of financial industry experience. Ortiz is an employee of Northwest Asset Management. The advisor has gained experience at Mission Federal Credit Union, Cuso Financial Services, Lp, Usaa Financial Advisors, Inc, Usaa Financial Planning Services, Reboot/Nvtsi, Usaa Investment Management Company and Northwest Asset Management. Ortiz holds Series 63 and Series 66 licenses, which qualify them as a securities agent, and is registered to work in California, Texas and Washington. Northwest Asset Management is a financial advisory business headquartered in Mercer Island, Washington. The firm has offices in 34 locations and a total of 53 advisors. It administers $3 billion in assets across its 8,139 client accounts, placing it among the largest investment advisory firms in the nation by assets under management. The firm advises six charities and foundations. Of its 8,139 client accounts, 28% are associated with high-net-worth investors who have greater than $1 million in investable assets. Northwest Asset Management provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, pension consulting services and educational seminars. Financial management fee schedules largely vary depending on which services the firm provides the client. Fees billed by Northwest Asset Management may include some combination of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 66, CERTIFIED FINANCIAL PLANNER™

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

No

Office Location

2835 82Nd Avenue Se Ste 300
Mercer Island, WA 98040

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Northwest Asset Management Brokerage Details

Total Assets Under Management

$3,232,723,892

WA Average: $3,566,627,242
Total Number of Employees

53

WA Average: 46
Total Number of Accounts

8,139

WA Average: 1,499
Average Account Size

$397,189

WA Average: $2,379,338

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Educational seminars/workshops

Carolina Ortiz Work History

Carolina has 10 years of experience.

2020 - Present (3 years)

Northwest Asset Management

2018 - 2020 (2 years)

Usaa Investment Management Company

2015 - 2016 (1 year)

Reboot/Nvtsi

2013 - 2020 (7 years)

Usaa Financial Advisors, Inc

2013 - 2020 (7 years)

Usaa Financial Planning Services

2012 - 2013 (1 year)

Mission Federal Credit Union

2012 - 2013 (1 year)

Cuso Financial Services, Lp

Disclosures

Carolina Ortiz has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Northwest Asset Management

Loren Deshon
Mercer Island, WA
Carolina Ortiz
Mercer Island, WA
Antriksh Kandhari
Mercer Island, WA
Joseph Peters
Mercer Island, WA
Bradley Sayre
Mercer Island, WA
Maria Callaghan
Manchester, NH
Paul Orlino
Centennial, CO
Matthew Loreen
Mercer Island, WA

The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started