Cynthia
Kocher

Lpl Financial LLC

CRD#2347298
Investment Advisor
in Seattle, WA
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About this Advisor

Cynthia Kocher is a certified financial planner operating out of Seattle, Washington, who has been in the industry for 10 years. Kocher is currently employed by Lpl Financial LLC. Their career trajectory has included roles at Merrill Lynch, Pierce, Fenner & Smith Inc and Lpl Financial LLC. Kocher has Series 63 and Series 66 licenses, which qualify them as a securities representative, and is registered to work in Texas and Washington. Lpl Financial LLC is an advisory firm that has its headquarters in Seattle, Washington. The investment advisory business has offices in 8,011 locations and a total of 22,703 people on staff. It oversees $153 billion in assets between its 680,466 client accounts, placing it among the biggest firms in the country by assets under management. The firm provides services to 899 charitable organizations. Of its 680,466 accounts, 23% are associated with high-net-worth investors who have greater than $1 million in assets. The company offers a diverse set of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. A financial advisor's fee schedules largely vary depending on the type of services offered. Fees charged by Lpl Financial LLC most likely consist of some blend of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 66, Certified Financial Planner

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

701 Fifth Avenue Suite 4200
Seattle, WA 98104

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Lpl Financial LLC Brokerage Details

Total Assets Under Management

$159,099,423,965

WA Average: $16,012,751,954
Total Number of Employees

22,790

WA Average: 118
Total Number of Accounts

786,525

WA Average: 4,567
Average Account Size

$202,281

WA Average: $3,506,186

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Cynthia Kocher Work History

Cynthia has 10 years of experience.

2009 - Present (10 years)

Lpl Financial LLC

2008 - 2009 (1 year)

Merrill Lynch, Pierce, Fenner & Smith Inc

Disclosures

Cynthia Kocher has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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