Kms Financial Services, Inc
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About this Advisor
David Carratt is a certified financial planner and chartered financial consultant in Seattle, Washington. Currently an investment advisor at Kms Financial Services, Inc, they have accrued an impressive 21 years of professional experience as a registered advisor. Carratt maintains Series 63 and Series 65 licenses, designating the advisor as both a securities agent and an investment advisor representative. Carratt is registered to work with investors based out of Washington. Their career trajectory has included roles at Safeco Investment Services, Inc, Pnmr Securities, Inc, Metlife Securities Inc and Kms Financial Services, Inc. Kms Financial Services, Inc is based out of Seattle, Washington, and has 371 locations across the United States. As a company, Kms Financial Services, Inc manages $7 billion in assets throughout 26,740 accounts and employs more than 368 people. The amount of assets the firm manages makes it one of the biggest financial advisory firms in the nation. The firm manages 20,467 accounts on a discretionary basis, meaning the advisor makes investment decisions at their discretion. Currently 20% of the advisory firm's clients are high-net-worth individuals, meaning they have more than $1 million in capital. Kms Financial Services, Inc can offer financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, market timing services and educational seminars. The firm's fees may include asset-based, hourly, fixed, commission-based and other fees.
Certifications and Registrations
Years of Experience
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Kms Financial Services, Inc Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Market timing services
- Educational seminars/workshops
David Carratt Work History
David has 21 years of experience.
Kms Financial Services, Inc
Metlife Securities Inc
Safeco Investment Services, Inc
Pnmr Securities, Inc
David Carratt has no disclosures.
Please visit their SEC profile for more details.