David
Carratt

Kms Financial Services, Inc

CRD#1835016
Investment Advisor
in Seattle, WA
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About this Advisor

David Carratt is a certified financial planner and chartered financial consultant in Seattle, Washington. Currently an investment advisor at Kms Financial Services, Inc, they have accrued an impressive 21 years of professional experience as a registered advisor. Carratt maintains Series 63 and Series 65 licenses, designating the advisor as both a securities agent and an investment advisor representative. Carratt is registered to work with investors based out of Washington. Their career trajectory has included roles at Safeco Investment Services, Inc, Pnmr Securities, Inc, Metlife Securities Inc and Kms Financial Services, Inc. Kms Financial Services, Inc is based out of Seattle, Washington, and has 371 locations across the United States. As a company, Kms Financial Services, Inc manages $7 billion in assets throughout 26,740 accounts and employs more than 368 people. The amount of assets the firm manages makes it one of the biggest financial advisory firms in the nation. The firm manages 20,467 accounts on a discretionary basis, meaning the advisor makes investment decisions at their discretion. Currently 20% of the advisory firm's clients are high-net-worth individuals, meaning they have more than $1 million in capital. Kms Financial Services, Inc can offer financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, market timing services and educational seminars. The firm's fees may include asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner, Chartered Financial Consultant

Years of Experience

21 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Market timing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Disclosures

No

Office Location

2001 Sixth Ave Ste 2801
Seattle, WA 98121

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Kms Financial Services, Inc Brokerage Details

Total Assets Under Management

$6,792,992,187

WA Average: $3,566,627,242
Total Number of Employees

368

WA Average: 46
Total Number of Accounts

26,740

WA Average: 1,499
Average Account Size

$254,039

WA Average: $2,379,338

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Market timing services
  • Educational seminars/workshops

David Carratt Work History

David has 21 years of experience.

2016 - Present (3 years)

Kms Financial Services, Inc

2014 - 2016 (2 years)

Metlife Securities Inc

1998 - 2014 (16 years)

Safeco Investment Services, Inc

1997 - 2014 (17 years)

Pnmr Securities, Inc

Disclosures

David Carratt has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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